Securities & Exchange Commission v. Platinum Management (NY) LLC, et al.

Platinum Receivership


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Court Docket

United States District Court
Southern District of New York
In re Platinum-Beechwood Litigation
Case No. 1:18-cv-06658-JSR


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 801-850 | 851-900 | 901-950 | 951-996

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Date Court Document Number Description
05/05/2022 996 STIPULATION AND ORDER OF VOLUNTARY DISMISSAL: IT IS HEREBY STIPULATED AND AGREED pursuant to Fed. R. Civ. P. 41(a)(l)(A)(ii) by and between the undersigned counsel for Plaintiffs Martin Trott and Christopher Smith, as Joint Official Liquidators and Foreign Representatives of Platinum Partners Value Arbitrage Fund L.P. (in Official Liquidation), and Platinum Partners Value Arbitrage Fund L.P. (in Official Liquidation) (together "Plaintiffs"), and for defendant Murray Huberfeld ("Huberfeld"), that the above-captioned action (the "Action") be and hereby is dismissed with prejudice only as to Huberfeld, with each party to bear his or its own costs and fees associated with the Action; and IT IS HEREBY FURTHER STIPULATED AND AGREED that this Stipulation and Order of Dismissal may be executed in counterparts, which, when taken together, shall constitute the entire Stipulation and Order of Dismissal, and that signatures by facsimile and electronic mail should be considered by the Court the same as original signatures. SO ORDERED. Murray Huberfeld and Murray Huberfeld terminated. (Signed by Judge Jed S. Rakoff on 5/3/2022) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR (kv) (Entered 05/05/2022)
05/03/2022 995 PROPOSED STIPULATION AND ORDER. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott, Platinum Partners Value Arbitrage Fund L.P...(Gluck, Warren) (Entered 05/03/2022)
04/06/2022 994 STIPULATION AND ORDER OF VOLUNTARY DISMISSAL: IT IS HEREBY STIPULATED AND AGREED pursuant to Fed. R. Civ. P. 41 (a)(1)(A)(ii) by and between the undersigned counsel for Plaintiffs Martin Trott and Christopher Smith, as Joint Official Liquidators and Foreign Representatives of Platinum Partners Value Arbitrage Fund L.P. (in Official Liquidation), and Platinum Partners Value Arbitrage Fund L.P. (in Official Liquidation) (together "Plaintiffs"), and for defendants: (i) Private Bankers Life Annuity LTC 2, as successor in interest to BBIL ULICO 2014 Trust; (ii) Washington National LTC 2, as successor in interest to BRE WNIC 2013 LTC Primary and Bre WNIC 2013 LTC Sub; and (iii) Bankers Conseco Life Ins. Co. - LTC 2, as successor in interest to BRE BCLIC Primary and Bre BCLIC Sub (collectively, the "Accounts") that the above-captioned action (the "Action") be and hereby is dismissed without prejudice only as to the Accounts, with each party to bear his or its own costs and fees associated with the Action; IT IS HEREBY FURTHER STIPULATED AND AGREED that this Stipulation and Order of Dismissal in no way constitutes a dismissal or waiver of claims Plaintiffs may have pending now or in the future against the Accounts, including but not limited to claims asserted by the Plaintiffs in the case of Principal Growth Strategies, LLC v. AGH Parent LLC, C.A. No. 2019- 0431 JTL currently pending in the Court of Chancery of the State of Delaware, and the Plaintiffs and the Accounts stipulate and agree that the purpose of this dismissal is limited to dismissal of the Accounts as parties to the above-captioned case; and IT IS HEREBY: FURTHER STIPULATED AND AGREED that this Stipulation and Order of Dismissal may be executed in counterparts, which, when taken together, shall constitute the entire Stipulation and Order of Dismissal, and that signatures by facsimile and electronic mail should be considered by the Court the same as original signatures. SO ORDERED. Bankers Conseco Life Ins. Co. Ltc 2, as successor in interest to BRe BCLIC Primary and BRe BCLIC Sub, Bankers Conseco Life Ins. Co. Ltc 2, as successor in interest to BRe BCLIC Primary and BRe BCLIC Sub, Private Bankers Life Annuity Ltc 2, as successor in interest to BBIL ULICO 2014 Trust, Private Bankers Life Annuity Ltc 2, as successor in interest to BBIL ULICO 2014 Trust, Washing National Ltc 2, as successor in interest to BRe WNIC 2013 LTC Primary and BRe WNIC 2013 LTC Sub, Washing National Ltc 2, as successor in interest to BRe WNIC 2013 LTC Primary and BRe WNIC 2013 LTC Sub, BRE BCLIC Sub and BRE BCLIC Sub terminated. (Signed by Judge Jed S. Rakoff on 4/4/2022) (kv) (Entered 04/06/2022)
04/04/2022 993 PROPOSED STIPULATION AND ORDER. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Bixter, Richard) (Entered 04/04/2022)
03/09/2022 992 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 20. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 991 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 19. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 990 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 18. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 989 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 17. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 988 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 16. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 987 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 15. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 986 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 6. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 985 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 5. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 984 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 4. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 983 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 3. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 982 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 2. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 981 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 1. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/08/2022 980 DECLARATION of Warren E. Gluck in Support re: (719 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 03/08/2022)
03/08/2022 979 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered: 03/08/2022)
03/08/2022 978 DECLARATION of Warren E. Gluck in Support re: (717 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 03/08/2022)
03/08/2022 977 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered: 03/08/2022)
03/08/2022 976 DECLARATION of Warren E. Gluck in Support re: (715 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 03/08/2022)
03/08/2022 975 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered: 03/08/2022)
03/08/2022 974 DECLARATION of Warren E. Gluck in Support re: (713 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 03/08/2022)
03/08/2022 973 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered: 03/08/2022)
03/08/2022 972 DECLARATION of Warren E. Gluck in Support re: (711 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 03/08/2022)
03/08/2022 971 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered: 03/08/2022)
03/08/2022 970 DECLARATION of Warren E. Gluck in Support re: (709 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 03/08/2022)
03/08/2022 969 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered: 03/08/2022)
03/08/2022 968 DECLARATION of Warren E. Gluck in Support re: (707 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 03/08/2022)
03/08/2022 967 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered: 03/08/2022)
03/08/2022 966 DECLARATION of Warren E. Gluck in Support re: (705 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 03/08/2022)
03/08/2022 965 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered: 03/08/2022)
03/08/2022 964 DECLARATION of Warren E. Gluck in Support re: (703 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 03/08/2022)
03/08/2022 963 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered: 03/08/2022)
03/08/2022 962 DECLARATION of Warren E. Gluck in Support re: (701 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 03/08/2022)
03/08/2022 961 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered: 03/08/2022)
03/08/2022 960 DECLARATION of Warren E. Gluck in Support re: (699 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 03/08/2022)
03/08/2022 959 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered: 03/08/2022)
03/08/2022 958 DECLARATION of Warren E. Gluck in Support re: (697 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 03/08/2022)
03/08/2022 957 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. (Entered: 03/08/2022)
03/08/2022 956 MEMORANDUM OF LAW in Support re: (694 in 1:18-cv-10936-JSR) MOTION in Limine for an Order precluding introduction of evidence or argument relating to the March 20, 2016 Release Agreement. . Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 03/08/2022)
03/08/2022 955 DECLARATION of Warren E. Gluck in Support re: (694 in 1:18-cv-10936-JSR) MOTION in Limine for an Order precluding introduction of evidence or argument relating to the March 20, 2016 Release Agreement.. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. (Attachments: # 1 Exhibit 1 - Release Agreement, dated March 20, 2016, # 2 Exhibit 2 - Certificate of Default issued on November 16, 2020, # 3 Exhibit 3 - Nordlicht Voluntary Petition, # 4 Exhibit 4 - October 25, 2020 Proof of Claim, # 5 Exhibit 5 - March 17, 2016 email chain, # 6 Exhibit 6 - March 20, 2016 email chain, # 7 Exhibit 7 - March 18, 2016 email)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 03/08/2022)
03/08/2022 954 MOTION in Limine for an Order precluding introduction of evidence or argument relating to the March 20, 2016 Release Agreement. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott.Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered 03/08/2022)
03/07/2022 953 ORDER AMENDING PROTECTIVE ORDER {ECF NOS. 206, 284 AND 79) AND STIPULATION AND ORDER OF PROTECTION PURSUANT TO FRE 502(d) (ECF NOS. 310,342 AND 140)...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Jed S. Rakoff on 3/7/2022) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR (kv) (Entered 03/07/2022)
12/05/2021 952 NOTICE OF CHANGE OF ADDRESS by Eric M. Creizman on behalf of David Ottensoser. New Address: Armstrong Teasdale LLP, 7 Times Square, Fl. 44, New York, New York, USA 10036, (212) 209-4358..(Creizman, Eric) (Entered 12/05/2021)
09/10/2021 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 9/10/2021, ( Jury Selection set for 5/2/2022 at 09:30AM before Judge Jed S. Rakoff.). (Kotowski, Linda) (Entered 09/13/2021)
04/23/2021 951 ORDER AMENDING PROTECTIVE ORDER (ECF NOS. 206 and 284)...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Jed S. Rakoff on 4/23/2021) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR (kv) (Entered 04/23/2021)
04/19/2021 950 ORDER GRANTING MOTION TO WITHDRAW APPEARANCE granting (947) Motion to Withdraw as Attorney. IT IS HEREBY ORDERED that the noticed request to withdraw Chantale Fiebig as counsel for Dhruv Narain is granted, and the appearance of Ms. Fiebig is withdrawn as of the date of this Order. The Clerk of the Court is directed to relieve Ms. Fiebig as counsel for Mr. Narain and remove her appearance from the dockets in the consolidated actions. Attorney Chantale Fiebig terminated in case 1:18-cv-06658-JSR. (Signed by Judge Jed S. Rakoff on 4/19/2021) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR (kv) (Entered 04/20/2021)
04/19/2021 949 ORDER GRANTING MOTION TO WITHDRAW APPEARANCE granting [945] Motion to Withdraw as Attorney. IT IS HEREBY ORDERED that the noticed request to withdraw Naima L. Farrell as counsel for Dhruv Narain is granted, and the appearance of Ms. Farrell is withdrawn as of the date of this Order. The Clerk of the Court is directed to relieve Ms. Farrell as counsel for Mr. Narain and remove her appearance from the dockets in the consolidated actions. Attorney Naima Lillian Farrell terminated. (Signed by Judge Jed S. Rakoff on 4/19/2021) (kv) (Entered 04/20/2021)
04/16/2021 948 DECLARATION of Chantale Fiebig in Support re: [947] MOTION for Chantale Fiebig to Withdraw as Attorney .. Document filed by Dhruv Narain..(Fiebig, Chantale) (Entered 04/16/2021)
04/16/2021 947 MOTION for Chantale Fiebig to Withdraw as Attorney . Document filed by Dhruv Narain. (Attachments: # (1) Text of Proposed Order).(Fiebig, Chantale) (Entered 04/16/2021
04/16/2021 946 DECLARATION of Naima L. Farrell in Support re: [945] MOTION for Naima L. Farrell to Withdraw as Attorney .. Document filed by Dhruv Narain..(Farrell, Naima) (Entered 04/16/2021)