Securities & Exchange Commission v. Platinum Management (NY) LLC, et al.

Platinum Receivership


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Court Docket

United States District Court
Southern District of New York
In re Platinum-Beechwood Litigation
Case No. 1:18-cv-06658-JSR


View Dockets:1-50 | 51-100 | 101-150 | 151-200 | 201-250 | 251-300 | 301-350 | 351-400
 401-450 | 451-500 | 501-550 | 551-600 | 601-650 | 651-700 | 701-750 | 751-800
 801-850 | 851-900 | 901-950 | 951-1000 | 1001-1050 | 1051-1100 | 1101-1104

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Date Court Document Number Description
02/14/2020 765 RULE 56.1 STATEMENT. Document filed by Senior Health Insurance Company of Pennsylvania..(McCormack, Aidan) (Entered: 02/15/2020)
02/14/2020 764 DECLARATION of Aidan M. McCormack in Support re: 762 MOTION for Summary Judgment .. Document filed by Senior Health Insurance Company of Pennsylvania. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32, # 33 Exhibit 33, # 34 Exhibit 34, # 35 Exhibit 35, # 36 Exhibit 36, # 37 Exhibit 37, # 38 Exhibit 38, # 39 Exhibit 39, # 40 Exhibit 40, # 41 Exhibit 41, # 42 Exhibit 42, # 43 Exhibit 43, # 44 Exhibit 44, # 45 Exhibit 45, # 46 Exhibit 46, # 47 Exhibit 47, # 48 Exhibit 48, # 49 Exhibit 49, # 50 Exhibit 50, # 51 Exhibit 51, # 52 Exhibit 52, # 53 Exhibit 53, # 54 Exhibit 54, # 55 Exhibit 55, # 56 Exhibit 56, # 57 Exhibit 57, # 58 Exhibit 58, # 59 Exhibit 59, # 60 Exhibit 60, # 61 Exhibit 61, # 62 Exhibit 62, # 63 Exhibit 63, # 64 Exhibit 64, # 65 Exhibit 65, # 66 Exhibit 66, # 67 Exhibit 67, # 68 Exhibit 68, # 69 Exhibit 69, # 70 Exhibit 70, # 71 Exhibit 71, # 72 Exhibit 72, # 73 Exhibit 73, # 74 Exhibit 74, # 75 Exhibit 75).(McCormack, Aidan) (Entered: 02/14/2020)
02/14/2020 763 MEMORANDUM OF LAW in Support re: 762 MOTION for Summary Judgment . . Document filed by Senior Health Insurance Company of Pennsylvania..(McCormack, Aidan) (Entered: 02/14/2020)
02/14/2020 762 MOTION for Summary Judgment . Document filed by Senior Health Insurance Company of Pennsylvania. Responses due by 3/6/2020 Return Date set for 3/20/2020 at 03:30 PM..(McCormack, Aidan) (Entered: 02/14/2020)
02/14/2020 761 DECLARATION of Erik B. Weinick in Support re: (490 in 1:18-cv-12018-JSR) MOTION for Summary Judgment /Notice of Motion for Partial Summary Judgment Against Defendant Senior Health Insurance Company of Pennsylvania on the Issues of Agency and Imputation.. Document filed by Melanie L. Cyganowski. (Attachments: # 1 Exhibit 1- Receivership Entries, # 2 Exhibit 2-BBIL IMA, # 3 Exhibit 3-BBIL IMA, # 4 Exhibit 4-BAM IMA and Side Letter, # 5 Exhibit 5-Hart-SHIP Expert, # 6 Exhibit 6-Robison-SHIP 30(b)(6), # 7 Exhibit 7-Staldine-SHIP 30(b)(6), # 8 Exhibit 8-Narain Tr, # 9 Exhibit 9-Lorentz Tr, # 10 Exhibit 10-Thomas Tr, # 11 Exhibit 11-Feuer Tr, # 12 Exhibit 12- Bowler Tr, # 13 Exhibit 13- Wegner Tr, # 14 Exhibit 14-1 POC 1, # 15 Exhibit 14-2 POC 1, # 16 Exhibit 14-4 POC 1, # 17 Exhibit 15-NPA, # 18 Exhibit 16-PPVA Northstar Assignment, # 19 Exhibit 17-Tri-Party Northstar-PPCO Assignment Agreement, # 20 Exhibit 18-Reaffirmation and Rattification Agreement, # 21 Exhibit 19-AR MSA Guaranty, # 22 Exhibit 20-AR MSA)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-12018-JSR.(Cyganowski, Melanie) (Entered: 02/14/2020)
02/14/2020 760 DECLARATION of Wendy H. Schwartz in Support re: 757 MOTION for Summary Judgment .. Document filed by Daniel Saks. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12).(Schwartz, Wendy) (Entered: 02/14/2020)
02/14/2020 759 RULE 56.1 STATEMENT. Document filed by Daniel Saks..(Schwartz, Wendy) (Entered: 02/14/2020)
02/14/2020 758 MEMORANDUM OF LAW in Support re: 757 MOTION for Summary Judgment . . Document filed by Daniel Saks..(Schwartz, Wendy) (Entered: 02/14/2020)
02/14/2020 757 MOTION for Summary Judgment . Document filed by Daniel Saks. Responses due by 3/6/2020 Return Date set for 3/26/2020 at 03:30 PM..(Schwartz, Wendy) (Entered: 02/14/2020)
02/14/2020 756 RULE 56.1 STATEMENT. Document filed by Melanie L. Cyganowski. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-12018-JSR.(Weinick, Erik) (Entered: 02/14/2020)
02/14/2020 755 MEMORANDUM OF LAW in Support re: (490 in 1:18-cv-12018-JSR) MOTION for Summary Judgment /Notice of Motion for Partial Summary Judgment Against Defendant Senior Health Insurance Company of Pennsylvania on the Issues of Agency and Imputation. . Document filed by Melanie L. Cyganowski. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-12018-JSR.(Weinick, Erik) (Entered: 02/14/2020)
02/14/2020 754 MOTION for Summary Judgment /Notice of Motion for Partial Summary Judgment Against Defendant Senior Health Insurance Company of Pennsylvania on the Issues of Agency and Imputation. Document filed by Melanie L. Cyganowski. Return Date set for 3/26/2020 at 03:30 PM..(Cyganowski, Melanie) (Entered: 02/14/2020)
02/14/2020 753 DECLARATION of William Ridgway (Continued) in Support re: 733 MOTION for Summary Judgment .. Document filed by Lincoln International LLC, Lincoln Partners Advisors LLC. (Attachments: # 1 Exhibit 43. A December 22, 2014, email from Trowbridge to Naftali Manela, # 2 Exhibit 44. A December 23, 2014, email from Wirth to members of Lincolns valuation team, # 3 Exhibit 45. A December 29, 2014, email from Andrew Bartolotta to Trowbridge, # 4 Exhibit 46. A December 29, 2014, email from Nick Baldwin to Trowbridge, # 5 Exhibit 47.A December 29, 2014, email from David Stauffer to Trowbridge attaching a document titled Beechwood Notes, # 6 Exhibit 48. A December 30, 2014, email from Buck to Trowbridge, # 7 Exhibit 49. A December 29, 2014, email from Wirth to Trowbridge, # 8 Exhibit 50. A December 30, 2014, email from Trowbridge to Beechwood personnel attaching a document titled Information Requests as of December 29, 2014, # 9 Exhibit 51. A December 30, 2014, email from Eli Rakower to Trowbridge attaching documents regarding Beechwoods investments, # 10 Exhibit 52. A December 22, 2014, email from Trowbridge to Lincoln personnel attaching documents regarding Beechwoods investments, # 11 Exhibit 53. A December 23, 2014, email from Manela to Trowbridge, # 12 Exhibit 54. A December 24, 2014, email from Rakower to Trowbridge, # 13 Exhibit 55. A January 2, 2015, email from Rakower to Trowbridge, # 14 Exhibit 56. A January 5, 2015, email from Rakower to Trowbridge, # 15 Exhibit 57. A January 8, 2015, email from Rakower to Trowbridge, # 16 Exhibit 58. A January 2, 2015, calendar invite regarding KPMG-Beechwood Audit Discussion w/ Lincoln, # 17 Exhibit 59. A January 16, 2015, email from Rakower to Trowbridge, # 18 Exhibit 60. Lincolns positive assurance valuation, dated January 19, 2015, # 19 Exhibit 61. Lincolns positive assurance valuation, dated January 19, 2015, # 20 Exhibit 62. Extracts from the transcript of the deposition of David Young, taken on January 14, 2020, # 21 Exhibit 63. Extracts from the transcript of the deposition of Ronald Kahn, taken on December 20, 2019, # 22 Exhibit 64. A February 6, 2015, email from Fisch to Lincoln personnel, # 23 Exhibit 65. A Notice of Termination, dated February 19, 2015, # 24 Exhibit 66. February 5, 2015, email from Trowbridge to Lincoln personnel, # 25 Exhibit 67. Extracts from Lincolns Selected Policies & Procedures, dated January 27, 2015, # 26 Exhibit 68. Extracts from the transcript of Jesse Lawrence, taken on December 11, 2019., # 27 Exhibit 69. Extracts from the transcript of Larry Levine, taken on December 20, 2019, # 28 Exhibit 70. Extracts from the transcript of Timothy Hart, SHIPs retained expert, taken on December 12, 2019, # 29 Exhibit 71. April 20, 2015, email from Elliot Feit to Paul Lorentz attaching a Duff & Phelps valuation report, dated April 9, 2015, # 30 Exhibit 72. September 16, 2014, email from Samuel Adler to David Young attaching an Excel sheet from Beechwoods holdings report, # 31 Exhibit 73. September 30, 2014, Statement of Account issued by Wilmington Trust, # 32 Exhibit 74. September 30, 2014, Statement of Account issued by Wilmington Trust, # 33 Exhibit 75. December 30, 2014, email from Adler to Young attaching two Excel sheets form Beechwoods holdings report, # 34 Exhibit 76. December 31, 2014, Statement of Account issued by Wilmington Trust, # 35 Exhibit 77. December 31, 2014, Statement of Account issued by Wilmington Trust, # 36 Exhibit 78. Undated document titled Beechwood-SHIP Performance Fee Withdrawals, # 37 Exhibit 79. October 2, 2014, email from Therese Cokain to Elliot Feit attaching a Withdrawal Notice, # 38 Exhibit 80. April 6, 2015, email from Paul Lorentz to Feit attaching a Withdrawal Notice, # 39 Exhibit 81. July 25, 2016, Wall Street Journal article regarding Platinum Partners, # 40 Exhibit 82. June 30, 2016, Statement of Account issued by Wilmington Trust, # 41 Exhibit 83. June 30, 2016, Statement of Account issued by Wilmington Trust, # 42 Exhibit 84. August 1, 2016, email from Janna Zaichek to Feit attaching a Withdrawal Notice).(Ridgway, William) (Entered: 02/14/2020)
02/14/2020 752 DECLARATION of William Ridgway in Support re: 733 MOTION for Summary Judgment .. Document filed by Lincoln International LLC, Lincoln Partners Advisors LLC. (Attachments: # 1 Exhibit 1. Declaration of Michael R. Fisch, sworn to on February 13, 2020, # 2 Exhibit 2. Extracts from the transcript of the deposition of Michael Fisch, taken on December 19, 2019, # 3 Exhibit 3. A memorandum from Lincolns Valuations and Opinions Group, dated December 11, 2013, # 4 Exhibit 4. February 19, 2014, engagement letter between Lincoln Partners Advisors LLC and B Asset Manager LP, # 5 Exhibit 5.Extracts from the transcript of the 30(b)(6) deposition of Michael Fisch, taken on December 19, 2019, # 6 Exhibit 6. Lincolns negative assurance letter, dated February 19, 2015, # 7 Exhibit 7. Extracts from the 2014 version of ASC 820, Fair Value Measurement, # 8 Exhibit 8. Rebuttal Report of Michael Kennelly, dated December 5, 2019, # 9 Exhibit 9. Lincolns positive assurance valuation, dated January 19, 2015, # 10 Exhibit 10. Extracts from the transcript of the deposition of Michael Kennelly, taken on December 17, 2019, # 11 Exhibit 11. Extracts from the transcript of the deposition of Christopher Buck, taken on December 4, 2019, # 12 Exhibit 12. Extracts from the transcript of the deposition of Wesley Trowbridge, taken on December 6, 2019, # 13 Exhibit 13. Extracts from the transcript of the deposition of Barry Staldine, taken on September 27, 2019, # 14 Exhibit 14. Extracts from the transcript of the deposition of Brian Wegner, taken on September 18, 2019, # 15 Exhibit 15. An April 10, 2014, email from Scott Taylor to Wegner, # 16 Exhibit 16. The Investment Management Agreement between SHIP and Beechwood Bermuda International, Ltd., dated May 22, 2014, # 17 Exhibit 17. The Investment Management Agreement between SHIP and Beechwood Re Ltd., dated June 13, 2014, # 18 Exhibit 18. The Investment Management Agreement between SHIP and B Asset Manager, L.P., dated January 15, 2015, # 19 Exhibit 19. Extracts from the transcript of the 30(b)(6) deposition of John Robison, taken on October 30, 2019, # 20 Exhibit 20. Extracts from the transcript of the deposition of Paul Lorentz, taken on November 13, 2019, # 21 Exhibit 21. SHIPs Responses to Lincolns Requests for Admissions, dated January 2, 2020, # 22 Exhibit 22. The Side Letter between SHIP and Beechwood Re Investments, LLC, dated January 15, 2015, # 23 Exhibit 23. Lincolns positive assurance valuation, dated April 8, 2014, # 24 Exhibit 24. Lincolns negative assurance letter, dated March 7, 2014, # 25 Exhibit 25. Lincolns negative assurance letter, dated May 1, 2014, # 26 Exhibit 26. Lincolns negative assurance letter, dated June 4, 2014, # 27 Exhibit 27. Lincolns negative assurance letter, dated June 4, 2014, # 28 Exhibit 28. Lincolns positive assurance valuation, dated July 8, 2014, # 29 Exhibit 29. Lincolns positive assurance valuation, dated July 18, 2014, # 30 Exhibit 30. Lincolns negative assurance letter, dated August 5, 2014, # 31 Exhibit 31. Lincolns negative assurance letter, dated August 5, 2014, # 32 Exhibit 32. Lincolns negative assurance letter, dated September 8, 2014, # 33 Exhibit 33. Lincolns negative assurance letter, dated September 8, 2014, # 34 Exhibit 34. Lincolns positive assurance valuation, dated October 7, 2014, # 35 Exhibit 35. Lincolns positive assurance valuation, dated October 20, 2014, # 36 Exhibit 36. Lincolns negative assurance letter, dated November 5, 2014, # 37 Exhibit 37. Lincolns negative assurance letter, dated November 5, 2014, # 38 Exhibit 38. Lincolns negative assurance letter, dated December 4, 2014, # 39 Exhibit 39. Lincolns negative assurance letter, dated December 4, 2014, # 40 Exhibit 40. Extracts from the transcript of the deposition of John OKane, taken on December 27, 2019., # 41 Exhibit 41.A December 16, 2014, email thread among Wesley Trowbridge, Christopher Buck, and Jason Wirth, # 42 Exhibit 42. Extracts from the transcript of the deposition of Jason Wirth, taken on December 20, 2019).(Ridgway, William) (Entered: 02/14/2020)
02/14/2020 751 DECLARATION of Betsy Feuerstein in Support re: 745 MOTION for Summary Judgment .. Document filed by David Bodner. (Attachments: # 1 Exhibit 1-3, # 2 Exhibit 4, # 3 Exhibit 5-11, # 4 Exhibit A-S).(Feuerstein, Betsy) (Entered: 02/14/2020)