Open Menu
Home
Docket
Claims Register
Register
FAQs
Contact
Securities & Exchange Commission v. Platinum Management (NY) LLC,
et al.
Platinum Receivership
Court Docket
Letter Regarding Oral Argument on the Receiver's Omnibus Motion by Daniel Small (Levine, Seth)
(Docket No. 700)
SCHEDULING ORDER re: [699]. Oral Argument on the Omnibus Motion will be held on 3/13/2024 at 10:30 AM by video. A new ZoomGov link will be emailed to all counsel of record. Ordered by Judge Brian M. Cogan on 2/28/2024. (PW)
(Docket No. )
Letter Regarding Oral Argument on Omnibus Motion by Daniel Small (Levine, Seth)
(Docket No. 699)
ORDER granting [698]. The Court will reset oral argument on the Omnibus Motion to a date and time on which all interested parties are available. By 3/1/2024, the parties are ordered to submit four proposed dates and times between 3/4/2024 and 3/22/2024 for oral argument to be rescheduled. Ordered by Judge Brian M. Cogan on 2/27/2024. (PW)
(Docket No. )
Letter MOTION to Adjourn Conference on Receiver's Omnibus Motion by Daniel Small. (Levine, Seth)
(Docket No. 698)
NOTICE of Change of Firm Affiliation from Smyser Kaplan & Veselka LLP to STEPTOE LLP Once the filing has been made, you must login to www.pacer.gov and update your account. (Potts, Jeffrey)
(Docket No. 697)
RESCHEDULING ORDER. The oral argument on the Omnibus Motion is reset to 3:00 pm EST on 2/29/2024. The Court will hear argument on the Levy/Wilson claims for 20 minutes, on the Sanfilippo/O'Brien claims for 15 minutes, on the Small claims for 15 minutes, and on the Black Elk claims for 15 minutes. The Receiver and the respective claimants will be heard for equal amounts during each argument. Each party should designate one attorney to argue. The parties are to use the ZoomGov link previously provided by email. Ordered by Judge Brian M. Cogan on 2/27/2024. (PW)
(Docket No. )
NOTICE of Hearing: The Oral Argument scheduled for 2/29/2024 at 10:30 am has been converted from an in-person hearing to a video hearing. A ZoomGov link will be emailed to counsel of record. (PW)
(Docket No. )
NOTICE of Hearing: Oral Argument previously set for 5:00 pm on 2/29/2024 is reset to 10:30 AM in Courtroom 8D South. (PW)
(Docket No. )
STATUS REPORT / The Receiver's Twenty-Sixth Status Report to the Court by Receiver (Attachments: # (1) Exhibit A- Schedule of Receipts and Disbursements - December 2023, # (2) Exhibit B - Receivership Property List) (Weinick, Erik)
(Docket No. 696)
SCHEDULING ORDER: Oral Argument on the Omnibus Motion is scheduled for 2/29/2024 at 5:00 PM in Courtroom 8D South. Ordered by Judge Brian M. Cogan on 1/2/2024. (PW)
(Docket No. )
Letter request that the Court set a date for oral argument on the Omnibus Motion by Joseph Sanfilippo (O'Brien, Kevin)
(Docket No. 695)
STATUS REPORT /The Receiver's Interim Report to the Court by Receiver (Weinick, Erik)
(Docket No. 694)
ORDER granting [687] Motion for Attorney Fees; Twenty-Fifth Interim Application of the Goldin Associates, LLC. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2023 Through and Including September 30, 2023 by Goldin Associates, LLC. ( Ordered by Judge Brian M. Cogan on 12/13/2023 ) (RG)
(Docket No. 693)
ORDER granting [686] Motion for Attorney Fees; Twenty-Fifth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2023 Through and Including September 30, 2023 by Otterbourg P.C., Receiver. ( Ordered by Judge Brian M. Cogan on 12/13/2023 ) (RG)
(Docket No. 692)
CERTIFICATE OF SERVICE by John Johnston, Edward Wilmott re [690] Notice of Appeal, (Pourakis, Constantine)
(Docket No. 691)
Electronic Index to Record on Appeal sent to US Court of Appeals. [690] Notice of Interlocutory Appeal, Documents are available via Pacer. For docket entries without a hyperlink or for documents under seal, contact the court and we'll arrange for the document(s) to be made available to you. (VJ)
(Docket No. )
NOTICE OF APPEAL as to [685] Order on Motion to Compel, by John Johnston, Edward Wilmott. Filing fee $ 605, receipt number ANYEDC-17335224. Appeal Record due by 12/15/2023. (Attachments: # (1) Exhibit A - Order on Appeal) (Pourakis, Constantine)
(Docket No. 690)
NOTICE by John Johnston, Edward Wilmott re [688] Notice(Other) of Withdrawal of Document No. 688 (Pourakis, Constantine)
(Docket No. 689)
NOTICE by John Johnston, Edward Wilmott re [685] Order on Motion to Compel, NOTICE OF APPEAL (Attachments: # (1) Exhibit A - Order on Appeal) (Pourakis, Constantine)
(Docket No. 688)
MOTION for Attorney Fees / Twenty-Fifth Interim Application of the Goldin Associates, LLC. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2023 Through and Including September 30, 2023 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Proposed Order) (Weinick, Erik)
(Docket No. 687)
MOTION for Attorney Fees / Twenty-Fifth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2023 Through and Including September 30, 2023 by Otterbourg P.C., Receiver. (Attachments: # (1) Exhibit A-SFAR, # (2) Exhibit B-Professional Time Summary, # (3) Exhibit C-Project Code Summary, # (4) Exhibit D-Receiver Time Records, # (5) Exhibit E-Otterbourg Time Records, # (6) Exhibit F-Expense Summary, # (7) Exhibit G-Otterbourg Expense Records, # (8) Exhibit H- Certification, # (9) Proposed Order) (Weinick, Erik)
(Docket No. 686)
ORDER re: [624] Motion to Compel; (I) PERMANENTLY ENJOINING ANY PROSECUTION OF CLAIM NO. 145, (II) CONFIRMING THE RECEIVER'S DISALLOWANCE OF CLAIM NO. 145, AND (III) CONFIRMING THE RECEIVER'S AUTHORITY TO CONSENT TO THE RELEASE OF THE INDEMNITY ESCROW AMOUNT. ( Ordered by Judge Brian M. Cogan on 11/2/2023 ) (RG)
(Docket No. 685)
NOTICE by Receiver /Notice of Filing of Letter to the Receiver from Senior Health Insurance Company of Pennsylvania dated October 27, 2023 (Attachments: # (1) Exhibit I- Letter dated October 27, 2023) (Weinick, Erik)
(Docket No. 684)
STATUS REPORT / The Receiver's Twenty-Fifth Status Report to the Court by Receiver (Attachments: # (1) Exhibit A. Schedule of Receipts and Disbursements 2023, # (2) Exhibit B. Receivership Property List) (Weinick, Erik)
(Docket No. 683)
ORDER approving [679] Notice of Receiver's Motion for Entry of an Order Approving a Settlement Agreement between the Receiver and Mark A. Nordlicht. ( Ordered by Judge Brian M. Cogan on 9/26/2023 ) (RG)
(Docket No. 682)
ORDER granting [678] Motion for Attorney Fees; Twenty-Fourth Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2023 Through and Including June 30, 2023 by Goldin Associates. ( Ordered by Judge Brian M. Cogan on 8/31/2023 ) (RG)
(Docket No. 681)
ORDER granting [677] Motion for Attorney Fees; Twenty-Fourth Joint Interim Application of Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2023 Through and Including June 30, 2023 by Otterbourg P.C., Receiver. ( Ordered by Judge Brian M. Cogan on 8/31/2023 ) (RG)
(Docket No. 680)
NOTICE of Settlement /Notice of Receiver's Motion for Entry of an Order Approving a Settlement Agreement between the Receiver and Mark A. Nordlicht by Receiver (Attachments: # (1) Declaration of Cyganowski, # (2) Exhibit A - Settlement Agreement, # (3) Exhibit B - Bankruptcy Court Order, # (4) Exhibit C - Transcript of Bankruptcy Hearing, # (5) Exhibit D - Proposed Order, # (6) Memorandum in Support) (Weinick, Erik)
(Docket No. 679)
MOTION for Attorney Fees / Twenty-Fourth Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2023 Through and Including June 30, 2023 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A-SFAR, # (2) Exhibit B-Fee Schedule by Professional, # (3) Exhibit C-Fees by Project Code, # (4) Exhibit D-Time Records, # (5) Exhibit E-Expenses, # (6) Exhibit F-Certification, # (7) Proposed Order) (Weinick, Erik)
(Docket No. 678)
MOTION for Attorney Fees / Twenty-Fourth Joint Interim Application of Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2023 Through and Including June 30, 2023 by Otterbourg P.C., Receiver. (Attachments: # (1) Exhibit A-SFAR, # (2) Exhibit B-Fee Schedule by Professional, # (3) Exhibit C-Fees by Project Code, # (4) Exhibit D-Receiver Time Records, # (5) Exhibit E-Otterbourg Time Records, # (6) Exhibit F-Expense Summary, # (7) Exhibit G-Otterbourg Expense Records, # (8) Exhibit H- Certification, # (9) Proposed Order) (Weinick, Erik)
(Docket No. 677)
ORDER granting [673] Motion to Withdraw as Attorney. Attorney Kevin P McGrath terminated. Ordered by Judge Brian M. Cogan on 8/3/2023. (PW)
(Docket No. )
STATUS REPORT / The Receiver's Twenty-Fourth Status Report to the Court by Receiver (Attachments: # (1) Exhibit A - Receipts and Disbursements - June 2023, # (2) Exhibit B - Receivership Property List) (Weinick, Erik)
(Docket No. 676)
ORDER granting [672] Twenty-Third Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period January 1, 2023 Through and Including March 31, 2023 by Otterbourg P.C. So Ordered by Judge Brian M. Cogan on 7/10/2023. (TLH)
(Docket No. 675)
ORDER granting [671] Twenty-Third Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period January 1, 2023 Through and Including March 31, 2023. So Ordered by Judge Brian M. Cogan on 7/10/2023. (TLH)
(Docket No. 674)
MOTION to Withdraw as Attorney Kevin P. McGrath by United States Securities and Exchange Commission. (Attachments: # (1) Proposed Order) (McGrath, Kevin)
(Docket No. 673)
MOTION for Attorney Fees /Twenty-Third Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period January 1, 2023 Through and Including March 31, 2023 by Otterbourg P.C.. (Attachments: # (1) Exhibit A - SFAR, # (2) Exhibit B - Fees by Professional, # (3) Exhibit C - Fees by Project Code, # (4) Exhibit D - Time Records, # (5) Exhibit E - Expenses, # (6) Exhibit F - Certification, # (7) Proposed Order) (Weinick, Erik)
(Docket No. 672)
MOTION for Attorney Fees /Twenty-Third Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period January 1, 2023 Through and Including March 31, 2023 by Otterbourg P.C.. (Attachments: # (1) Exhibit A - SFAR, # (2) Exhibit B - Fees by Professional, # (3) Exhibit C - Fees by Project Code, # (4) Exhibit D - Receiver Time Records, # (5) Exhibit E - Otterbourg Time Records, # (6) Exhibit F - Expense Summary, # (7) Exhibit G - Expenses, # (8) Exhibit H - Certification, # (9) Proposed Order) (Weinick, Erik)
(Docket No. 671)
STATUS REPORT / The Receiver's Twenty-Third Status Report to the Court by Receiver (Attachments: # (1) Exhibit A- Schedule of Receipts and Disbursements, # (2) Exhibit B- Receivership Property List) (Weinick, Erik)
(Docket No. 670)
ORDER granting [667] Twenty-Second Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2022 Through December 31, 2022. (Ordered by Judge Brian M. Cogan on 3/27/2023 ) (RG)
(Docket No. 669)
ORDER granting [666] Twenty-Second Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2022 Through and Including December 31, 2022. (Ordered by Judge Brian M. Cogan on 3/27/2023 ) (RG)
(Docket No. 668)
MOTION for Attorney Fees / Twenty-Second Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2022 Through December 31, 2022 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Proposed Order) (Weinick, Erik)
(Docket No. 667)
MOTION for Attorney Fees / Twenty-Second Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2022 Through and Including December 31, 2022 by Otterbourg P.C., Receiver. (Attachments: # (1) Exhibit A-SFAR, # (2) Exhibit B - Fees by Professional, # (3) Exhibit C - Fees by Project Code, # (4) Exhibit D - Receiver Time Records, # (5) Exhibit E - Otterbourg Time Records, # (6) Exhibit F - Expense Summary, # (7) Exhibit G - Receiver Expense Records, # (8) Exhibit H - Otterbourg Expense Records, # (9) Exhibit I- Certification, # (10) Proposed Order) (Weinick, Erik)
(Docket No. 666)
STATUS REPORT / The Receiver's Twenty-Second Status Report to the Court by Receiver (Attachments: # (1) Exhibit A- Schedule of Receipts and Disbursements, # (2) Exhibit B- Receivership Property List) (Weinick, Erik)
(Docket No. 665)
ORDER re: 662 Motion for Attorney Fees; ORDER APPROVING TWENTY-FIRST INTERIM APPLICATION OF GOLDIN ASSOCIATES, LLC FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING THE PERIOD JULY 1, 2022 THROUGH SEPTEMBER 30, 2022. ( Ordered by Judge Brian M. Cogan on 12/9/2022 ) (RG)
(Docket No. 664)
ORDER re: 661 Motion for Attorney Fees; ORDER APPROVING TWENTY FIRST JOINT INTERIM APPLICATION OF THE RECEIVER AND OTTERBOURG P.C. FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING THE PERIOD JULY 1, 2022 THROUGH SEPTEMBER 30, 2022. ( Ordered by Judge Brian M. Cogan on 12/9/2022 ) (RG)
(Docket No. 663)
MOTION for Attorney Fees /Twenty-First Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2022 Through September 30, 2022 by Goldin Associates, LLC. (Attachments: # 1 Exhibit A., # 2 Exhibit B., # 3 Exhibit C., # 4 Exhibit D., # 5 Exhibit E., # 6 Exhibit F-Certification, # 7 Proposed Order) (Weinick, Erik)
(Docket No. 662)
MOTION for Attorney Fees /Twenty-First Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2022 Through and Including September 30, 2022 by Otterbourg P.C., Receiver. (Attachments: # 1 Exhibit A-SFAR, # 2 Exhibit B-Fee Schedule by Professional, # 3 Exhibit C - Fees by Project Code, # 4 Exhibit D - Receiver Time Records, # 5 Exhibit E - Otterbourg Time Records, # 6 Exhibit F - Expense Summary, # 7 Exhibit G - Otterbourg Expense Records, # 8 Exhibit H - Certification, # 9 Proposed Order) (Weinick, Erik)
(Docket No. 661)
ORDER re: [657] Motion for Attorney Fees; Twentieth Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2022 Through June 30, 2022 by Goldin Associates, LLC. ( Ordered by Judge Brian M. Cogan on 11/7/2022 ) (RG)
(Docket No. 660)
ORDER re: [656] Motion for Attorney Fees; Twentieth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2022 Through and Including June 30, 2022 by Otterbourg P.C., Receiver. ( Ordered by Judge Brian M. Cogan on 11/7/2022 ) (RG)
(Docket No. 659)