Securities & Exchange Commission v. Platinum Management (NY) LLC, et al.

Platinum Receivership


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United States District Court
Southern District of New York
Trott et al v. Platinum Management (NY) LLC et al
Case No. 1:18-cv-10936-JSR


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 401-450 | 451-477

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Date Court Document Number Description
09/27/2019 477 ORDER FOR ADMISSION PRO HAC VICE admitting Kendal B. Reed pro hac vice. (Signed by Judge Jed S. Rakoff on 9/26/2019) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(jwh) (Entered 10/11/2019)
10/07/2019 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 10/7/2019. (Kotowski, Linda) (Entered 10/08/2019)
10/04/2019 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 10/4/2019. (Kotowski, Linda) (Entered 10/08/2019)
10/07/2019 476 NOTICE of Request for Vacatur of Certificate of Default and Withdrawal of Motion For a Default Judgment Against Defendant Ezra Beren re: (462 in 1:18-cv-10936-JSR) MOTION for Default Judgment as to Ezra Beren., (441 in 1:18-cv-10936-JSR) Clerk's Certificate of Default. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(Parlin, Barbra) (Entered 10/07/2019)
10/04/2019 475 ORDER FOR ADMISSION PRO HAC VICE granting [460] Motion for Michael K. Eggenberger to Appear Pro Hac Vice. (Signed by Judge Jed S. Rakoff on 10/4/2019) (jwh) (Entered on 10/04/2019)
10/04/2019 474 DECLARATION of Tammy Beren in Opposition re: [468] MOTION to Vacate [462] MOTION for Default Judgment as to Ezra Beren., [441] Clerk's Certificate of Default Notice of Cross-Motion to Vacate Clerks Certificate of Default.. Document filed by Ezra Beren. (Provenzano, S.) (Entered 10/04/2019)
10/04/2019 473 DECLARATION of Denise Beren in Opposition re: [468] MOTION to Vacate [462] MOTION for Default Judgment as to Ezra Beren., [441] Clerk's Certificate of Default Notice of Cross-Motion to Vacate Clerks Certificate of Default.. Document filed by Ezra Beren. (Provenzano, S.) (Entered 10/04/2019)
10/04/2019 472 DECLARATION of Jonathan Beren in Opposition re: [468] MOTION to Vacate [462] MOTION for Default Judgment as to Ezra Beren., [441] Clerk's Certificate of Default Notice of Cross-Motion to Vacate Clerks Certificate of Default.. Document filed by Ezra Beren. (Provenzano, S.) (Entered 10/04/2019)
10/04/2019 471 DECLARATION of Ezra Beren in Opposition re: [468] MOTION to Vacate [462] MOTION for Default Judgment as to Ezra Beren., [441] Clerk's Certificate of Default Notice of Cross-Motion to Vacate Clerks Certificate of Default.. Document filed by Ezra Beren. (Provenzano, S.) (10/04/2019)
10/04/2019 470 DECLARATION of S. Christopher Provenzano in Opposition re: [468] MOTION to Vacate [462] MOTION for Default Judgment as to Ezra Beren., [441] Clerk's Certificate of Default Notice of Cross-Motion to Vacate Clerks Certificate of Default.. Document filed by Ezra Beren. (Attachments: # (1) Exhibit A - Google Search Result)(Provenzano, S.) (Entered on 10/04/2019)
10/04/2019 469 MEMORANDUM OF LAW in Opposition re: [468] MOTION to Vacate [462] MOTION for Default Judgment as to Ezra Beren., [441] Clerk's Certificate of Default Notice of Cross-Motion to Vacate Clerks Certificate of Default. Memorandum of Law in Opposition to Plaintiffs' Application for a Default Judgment Against Ezra Beren and in Support of Cross-Motion to Vacate Clerk's Certificate of Default. Document filed by Ezra Beren. (Provenzano, S.) (Entered on 10/04/2019)
10/04/2019 468 MOTION to Vacate [462] MOTION for Default Judgment as to Ezra Beren., [441] Clerk's Certificate of Default Notice of Cross-Motion to Vacate Clerks Certificate of Default. Document filed by Ezra Beren.(Provenzano, S.) (Entered on 10/04/2019)
10/04/2019 467 NOTICE OF APPEARANCE by S. Christopher Provenzano on behalf of Ezra Beren. (Provenzano, S.) (Entered on 10/04/2019)
09/27/2019 466 ORDER FOR ADMISSION PRO HAC VICE granting [449] Motion for Leah A. Mintz to Appear Pro Hac Vice. (Signed by Judge Jed S. Rakoff on 9/26/2019) (rjm) (Entered 10/02/2019)
09/30/2019 465 AFFIDAVIT OF SERVICE of Notice of Motion, (PROPOSED) Default Judgment as to Ezra Beren, Declaration of Warren Gluck in Support of Plaintiff's Motion for a Default Judgment Against Defendant Ezra Beren and Memorandum of Law in Support served on Ezra Beren on September 30, 2019. Service was made by mail. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(Gluck, Warren) (Entered 09/30/2019)
09/30/2019 464 MEMORANDUM OF LAW in Support re: (646 in 1:18-cv-06658-JSR, 462 in 1:18-cv-10936-JSR) MOTION for Default Judgment as to Ezra Beren. . Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott, Platinum Partners Value Arbitrage Fund L.P.. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(Gluck, Warren) (Entered 09/30/2019)
09/30/2019 463 DECLARATION of Warren E. Gluck in Support re: (646 in 1:18-cv-06658-JSR, 462 in 1:18-cv-10936-JSR) MOTION for Default Judgment as to Ezra Beren.. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott, Platinum Partners Value Arbitrage Fund L.P.. (Attachments: # (1) Exhibit 1: Second Amended Complaint, # (2) Exhibit 2: Clerk's Certificate of Default)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(Gluck, Warren) (Entered 09/30/2019)
09/30/2019 462 MOTION for Default Judgment as to Ezra Beren. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott, Platinum Partners Value Arbitrage Fund L.P.. (Attachments: # (1) (PROPOSED) Judgment)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(Gluck, Warren) (Entered 09/30/2019)
09/27/2019 461 ORDER FOR ADMISSION PRO HAC VICE granting [384] Motion for Kendal B. Reed to Appear Pro Hac Vice. (Signed by Judge Jed S. Rakoff on 9/26/2019) (rro) (Entered 09/27/2019)
09/27/2019 NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [460] MOTION for Michael K. Eggenberger to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-17678019. Motion and supporting papers to be reviewed by Clerk's Office staff..The document has been reviewed and there are no deficiencies. (bcu) (Entered 09/27/2019)
09/27/2019 460 MOTION for Michael K. Eggenberger to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-17678019. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by David Ottensoser. (Attachments: # (1) Affidavit of Michael Eggenberger in Support of PHV Admission, # (2) Certificate of Good Standing (NY), # (3) [Proposed} Order)(Eggenberger, Michael) (Entered 09/27/2019)
09/19/2019 459 PRO SE CONSENT TO RECEIVE ELECTRONIC SERVICE. The following party: David Steinberg consents to receive electronic service via the ECF system. Document filed by David Steinberg.(sc) (Entered 09/23/2019)
09/16/2019 458 STATUS REPORT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott, Platinum Partners Value Arbitrage Fund L.P..Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(Gluck, Warren) (Entered 09/16/2019)
09/16/2019 457 REPLY to Conditional Counterclaim of Defendant Joseph Sanfilippo. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. (Gluck, Warren) (Entered 09/16/2019)
09/03/2019 456 ANSWER to [285] Amended Complaint,,,,,,,,,,. Document filed by Seth Gerszberg.(Ostrove, Elliot) (Entered 09/03/2019)
08/20/2019 455 MEMORANDUM ORDER in case 1:18-cv-06658-JSR; denying (427) Motion for Reconsideration in case 1:18-cv-10936-JSR. For the foregoing reasons, the Court denies Gerszberg's motion for reconsideration in its entirety. The Clerk is directed to close the entry at docket number 427 in 18-cv-10936. (Signed by Judge Jed S. Rakoff on 8/18/2019) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR (ne) (Entered 08/20/2019)
08/15/2019 Set/Reset Deadlines: Joseph Sanfilippo answer due 8/28/2019. (jwh) (Entered 08/15/2019)
08/15/2019 454 STIPULATION AND ORDER EXTENDING TIME TO ANSWER COMPLAINT: IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned attorneys for the parties, that the time within which Defendant Joseph SanFilippo may answer the Second Amended Complaint (ECF Doc. No. 285) is hereby extended up to and including August 28, 2019. IT IS FURTHER STIPULATED AND AGREED that Defendant Joseph SanFilippo will not file a motion to dismiss in lieu of an answer. (Signed by Judge Jed S. Rakoff on 8/14/2019) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(jwh) (Entered 08/15/2019)
08/14/2019 453 ORDER FOR ADMISSION PRO HAC VICE granting [450] Motion for Andrew M. Williamson to Appear Pro Hac Vice. (Signed by Judge Jed S. Rakoff on 8/13/2019) (ne) (Entered 08/14/2019)
08/14/2019 452 PROPOSED STIPULATION AND ORDER. Document filed by Joseph Sanfilippo. (Jaskot, Katherine) (Entered 08/14/2019)
08/09/2019 451 ORDER: This will confirm in writing the orders orally issued by the Court during a joint telephone conference earlier today: Deposition due by 12/31/2019. Motions due by 1/24/2020. Responses due by 2/14/2020. Replies due by 2/21/2020, and as further set forth in this order. (Signed by Judge Jed S. Rakoff on 8/5/2019) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR(jwh) (Entered 08/09/2019)
08/09/2019 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [450] AMENDED MOTION for Andrew M. Williamson to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) (Entered 08/09/2019)
08/09/2019 450 AMENDED MOTION for Andrew M. Williamson to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by David Ottensoser. (Attachments: # (1) Affidavit In Support of PHV, # (2) [Proposed] Order, # (3) Certificate of Good Standing (DC), # (4) Certificate of Good Standing (MD), # (5) Certificate of Good Standing (VA), # (6) Certificate of Good Standing (WVA))(Williamson, Andrew) (Entered 08/09/2019)
08/07/2019 449 MOTION for Leah Ariel Mintz to Appear Pro Hac Vice on behalf of Estate of Uri Landesman. Filing fee $ 200.00, receipt number NYSDC-17390219. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Estate of Uri Landesman. (Attachments: # (1) Affidavit of Leah A. Mintz, # (2) Certificate of Good Standing (PA), # (3) Certificate of Good Standing (NJ), # (4) Proposed Order)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR(Mintz, Leah) (Entered 08/07/2019)
08/05/2019 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 8/5/2019. (Kotowski, Linda) (Entered 08/06/2019)
08/02/2019 448 ANSWER to [432] Counterclaim. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott.(Gluck, Warren) (Entered 08/02/2019)
08/02/2019 447 ANSWER to [431] Counterclaim. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott.(Gluck, Warren) (Entered 08/02/2019)
08/02/2019 446 REPLY MEMORANDUM OF LAW in Support re: [427] MOTION for Reconsideration re; [408] Memorandum & Opinion,,,,,,,,,,, . . Document filed by Seth Gerszberg. (Ostrove, Elliot) (Entered 08/02/2019)
08/01/2019 445 ORDER GRANTING MOTION TO WITHDRAW APPEARANCE granting (513) Motion to Withdraw as Attorney in case 1:18-cv-06658-JSR; granting (412) Motion to Withdraw as Attorney. in case 1:18-cv-10936-JSR: ORDERED that the Motion is GRANTED. The Clerk of the Court is directed to relieve Ms. Gumpper as counsel for Bodner, remove her appearance from the docket, and remove her name from the ECF distribution list. (Signed by Judge Jed S. Rakoff on 7/31/2019) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR (jwh) (Entered 08/01/2019)
07/30/2019 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. [444] MOTION for Andrew M. Williamson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-17332503. Motion and supporting papers to be reviewed by Clerk's Office staff. The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Virginia and West Virginia. We do not except them from a state bar association.; Attorney Affidavit/Declaration is missing per local rule 1.3;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (bcu) (Entered 07/30/2019)
07/29/2019 444 MOTION for Andrew M. Williamson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-17332503. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by David Ottensoser. (Attachments: # (1) [Proposed] Order, # (2) Certificate of Good Standing (DC), # (3) Certificate of Good Standing (MD), # (4) Certificate of Good Standing (VA), # (5) Certificate of Good Standing (WVA))(Williamson, Andrew) (Entered 07/29/2019)
07/26/2019 443 MEMORANDUM OF LAW in Opposition re: (427 in 1:18-cv-10936-JSR) MOTION for Reconsideration re; (408) Memorandum & Opinion,,,,,,,,,,, . . Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(Gluck, Warren) (Entered 07/26/2019)
07/26/2019 442 NOTICE of Entry of Order of U.S. Bankruptcy Court Pursuant to 11 USC 1504, 1517 and 1520 Recognizing Foreign Representative and Foreign Main Proceeding of Beechwood Re. Document filed by Beechwood Re Ltd.. (Attachments: # (1) Exhibit Recognition Order)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR(Jureller, John) (Entered 07/26/2019)
07/25/2019 441 CLERK'S CERTIFICATE OF DEFAULT as to Ezra Beren. (km) (Entered 07/25/2019)
07/24/2019 440 DECLARATION of Warren E. Gluck in Support re: (439 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(Gluck, Warren) (Entered 07/24/2019)
07/24/2019 439 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. (Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered 07/24/2019)
07/22/2019 Set/Reset Deadlines: Joseph Sanfilippo answer due 8/16/2019. (jwh) (Entered 07/22/2019)
07/22/2019 438 STIPULATION AND ORDER EXTENDING TIME TO ANSWER COMPLAINT: IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned attorneys for the parties, that the time within which Defendant Joseph SanFilippo may answer the Second Amended Complaint (ECF Doc. No. 285) is hereby extended up to and including August 16, 2019. No provision of this Stipulation and Order shall be construed as a waiver of any party's claims or defenses and each party expressly reserves any and all of the same. (Signed by Judge Jed S. Rakoff on 7/19/2019) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(jwh) (Entered 07/22/2019)
07/19/2019 ***NOTICE TO ATTORNEY REGARDING DEFICIENT PROPOSED CLERK'S CERTIFICATE OF DEFAULT: Notice to Attorney Warren Gluck. RE-FILE Document No. (436 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default. The filing is deficient for the following reason(s): the proposed clerk's certificate of default does not cite the service of the Complaint, and 1st and 2nd amended complaints; Re-file the document using the event type Proposed Clerk's Certificate of Default found under the event list Proposed Orders - select the correct filer/filers - attach the correct PDF that - lists the correct filed date of the complaint, lists the correct name(s) of the party(ies)who was/were served, lists the correct date the party(ies) was/were served, lists the correct filed date of the proof of service, cites the service of the Complaint, 1st and 2nd amended complaints in 18cv10936. and the 2nd amended complaint in the 18cv6658. Follow the format of the Clerk's Certificate on our website, then add in after the information of the complaint, then a 1st Amended Complaint having been filed on January 25, 2019, and served on Ezra Beren, by personally serving Jane Doe and proof of service was therefore filed on February 20, 2019, then add in the same information for the second amended complaint (After the consolidation, etc., etc., paragraph 2 of you proposed Clerk's Certificate., After Re-filing the Clerk's Certificate only, then separately file the Declaration as a Declaration in Support of a Non-Motion under Other Answers. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(dt) (Entered 07/19/2019)
07/18/2019 437 DECLARATION of Warren E. Gluck in Support re: (436 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. (Attachments: # (1) Proposed Clerk's Certificate of Default)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(Gluck, Warren) (Entered 07/18/19)
07/18/2019 436 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. (Attachments: # (1) Proposed Clerk's Certificate of Default) (Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers).(Entered 07/18/19)
07/18/2019 435 PROPOSED STIPULATION AND ORDER. Document filed by Joseph Sanfilippo. (Jaskot, Katherine) (Entered 07/18/2019)
07/15/2019 434 AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,,,,,,. Ezra Beren served on 6/25/2019, answer due 7/16/2019. Service was accepted by Jane Doe, co-occupant. Service was made by By-Hand and By-Mail. Document filed by Martin Trott; Christopher Smith; Platinum Partners Value Arbitrage Fund L.P.. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(Gluck, Warren) (Entered: 07/15/2019)
07/12/2019 433 ANSWER to 285 Amended Complaint,,,,,,,,,, with JURY DEMAND. Document filed by B Asset Manager II LP, B Asset Manager LP, BAM Administrative Services LLC, Beechwood Bermuda International Ltd., Beechwood Re Holdings, Inc., Beechwood Re Investments, LLC, Beechwood Re Ltd., Moshe M. Feuer, Dhruv Narain, Scott Taylor.(Lipsius, Ira) (Entered: 07/12/2019)
07/12/2019 432 ANSWER to 285 Amended Complaint,,,,,,,,,,., COUNTERCLAIM against Platinum Partners Value Arbitrage Fund L.P. ((In Official Liquidation) ). Document filed by Murray Huberfeld.(Daniels, Jeffrey) (Entered: 07/12/2019)
07/12/2019 431 ANSWER to 285 Amended Complaint,,,,,,,,,,., COUNTERCLAIM against Platinum Partners Value Arbitrage Fund L.P. ((In Official Liquidation) ). Document filed by David Bodner.(Lauer, Eliot) (Entered: 07/12/2019)
07/12/2019 430 ANSWER to 285 Amended Complaint,,,,,,,,,,. Document filed by Huberfeld Family Foundation.(Chase, Donald) (Entered: 07/12/2019)
07/12/2019 429 STIPULATION OF VOLUNTARY DISMISSAL PURSUANT TO F.R.C.P. 41(a)(1)(A)(ii): IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned counsel, pursuant to Fed. R. Civ. P. 41(a)(1)(A)(ii), that the above-captioned action is dismissed with prejudice only as to Twosons, each party to bear its own fees and costs. SO ORDERED., Twosons Corporation, Twosons Corporation, Twosons Corporation, Twosons Corporation and Twosons Corporation terminated. (Signed by Judge Jed S. Rakoff on 7/12/2019) (ama) (Entered: 07/12/2019)
07/12/2019 428 ANSWER to 285 Amended Complaint,,,,,,,,,, with JURY DEMAND. Document filed by Kevin Cassidy, Michael Nordlicht.(Doherty, Therese) (Entered: 07/12/2019)
07/12/2019 427 MOTION for Reconsideration re; 408 Memorandum & Opinion,,,,,,,,,,, . Document filed by Seth Gerszberg. (Attachments: # 1 Memorandum of Law In Support of Reconsideration of Motion)(Ostrove, Elliot) (Entered: 07/12/2019)