Securities & Exchange Commission v. Platinum Management (NY) LLC, et al.

Platinum Receivership


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Court Docket

United States District Court
Southern District of New York
Trott et al v. Platinum Management (NY) LLC et al
Case No. 1:18-cv-10936-JSR


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Date Court Document Number Description
05/05/2022 737 STIPULATION AND ORDER OF VOLUNTARY DISMISSAL: IT IS HEREBY STIPULATED AND AGREED pursuant to Fed. R. Civ. P. 41(a)(l)(A)(ii) by and between the undersigned counsel for Plaintiffs Martin Trott and Christopher Smith, as Joint Official Liquidators and Foreign Representatives of Platinum Partners Value Arbitrage Fund L.P. (in Official Liquidation), and Platinum Partners Value Arbitrage Fund L.P. (in Official Liquidation) (together "Plaintiffs"), and for defendant Murray Huberfeld ("Huberfeld"), that the above-captioned action (the "Action") be and hereby is dismissed with prejudice only as to Huberfeld, with each party to bear his or its own costs and fees associated with the Action; and IT IS HEREBY FURTHER STIPULATED AND AGREED that this Stipulation and Order of Dismissal may be executed in counterparts, which, when taken together, shall constitute the entire Stipulation and Order of Dismissal, and that signatures by facsimile and electronic mail should be considered by the Court the same as original signatures. SO ORDERED. Murray Huberfeld and Murray Huberfeld terminated. (Signed by Judge Jed S. Rakoff on 5/3/2022) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR (kv) (Entered 05/05/2022)
05/03/2022 736 PROPOSED STIPULATION AND ORDER. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott, Platinum Partners Value Arbitrage Fund L.P...(Gluck, Warren) (Entered 05/03/2022)
04/06/2022 735 STIPULATION AND ORDER OF VOLUNTARY DISMISSAL: IT IS HEREBY STIPULATED AND AGREED pursuant to Fed. R. Civ. P. 41 (a)(1)(A)(ii) by and between the undersigned counsel for Plaintiffs Martin Trott and Christopher Smith, as Joint Official Liquidators and Foreign Representatives of Platinum Partners Value Arbitrage Fund L.P. (in Official Liquidation), and Platinum Partners Value Arbitrage Fund L.P. (in Official Liquidation) (together "Plaintiffs"), and for defendants: (i) Private Bankers Life Annuity LTC 2, as successor in interest to BBIL ULICO 2014 Trust; (ii) Washington National LTC 2, as successor in interest to BRE WNIC 2013 LTC Primary and Bre WNIC 2013 LTC Sub; and (iii) Bankers Conseco Life Ins. Co. - LTC 2, as successor in interest to BRE BCLIC Primary and Bre BCLIC Sub (collectively, the "Accounts") that the above-captioned action (the "Action") be and hereby is dismissed without prejudice only as to the Accounts, with each party to bear his or its own costs and fees associated with the Action; IT IS HEREBY FURTHER STIPULATED AND AGREED that this Stipulation and Order of Dismissal in no way constitutes a dismissal or waiver of claims Plaintiffs may have pending now or in the future against the Accounts, including but not limited to claims asserted by the Plaintiffs in the case of Principal Growth Strategies, LLC v. AGH Parent LLC, C.A. No. 2019- 0431 JTL currently pending in the Court of Chancery of the State of Delaware, and the Plaintiffs and the Accounts stipulate and agree that the purpose of this dismissal is limited to dismissal of the Accounts as parties to the above-captioned case; and IT IS HEREBY: FURTHER STIPULATED AND AGREED that this Stipulation and Order of Dismissal may be executed in counterparts, which, when taken together, shall constitute the entire Stipulation and Order of Dismissal, and that signatures by facsimile and electronic mail should be considered by the Court the same as original signatures. SO ORDERED. Private Bankers Life Annuity Ltc 2 (as successor in interest to BBIL ULICO 2014 Trust), Washing National Ltc 2 (as successor in interest to BRe WNIC 2013 LTC Primary and BRe WNIC 2013 LTC Sub ), BRE BCLIC Sub and Bankers Conseco Life Ins. Co. Ltc 2 (as successor in interest to BRe BCLIC Primary and BRe BCLIC Sub) terminated. (Signed by Judge Jed S. Rakoff on 4/4/2022) (kv) (Entered 04/06/2022)
04/04/2022 734 PROPOSED STIPULATION AND ORDER. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Bixter, Richard) (Entered 04/04/2022)
04/04/2022 733 NOTICE OF APPEARANCE by Jodyann Galvin on behalf of Bankers Conseco Life Ins. Co. Ltc 2, Private Bankers Life Annuity Ltc 2, Washing National Ltc 2..(Galvin, Jodyann) (Entered 04/04/2022)
03/11/2022 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 3/11/2022,without recording or transcription. Due to continued Covid protocols, trial in this case cannot go forward as scheduled in May ( Jury Trial set for 11/30/2022 at 09:00 AM before Judge Jed S. Rakoff.). (Kotowski, Linda) (Entered 03/11/2022)
03/09/2022 732 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 20. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 731 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 19. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 730 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 18. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 729 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 17. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 728 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 16. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 727 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 15. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 726 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 6. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 725 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 5. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 724 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 4. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered: 03/09/2022)
03/09/2022 723 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 3. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered 03/09/2022)
03/09/2022 722 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 2. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered 03/09/2022)
03/09/2022 721 CLERK'S CERTIFICATE OF DEFAULT as to Beechwood Trust No. 1. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(km) (Entered 03/09/2022)
03/08/2022 720 DECLARATION of Warren E. Gluck in Support re: (719 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered 03/08/2022)
03/08/2022 719 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered 03/08/2022)
03/08/2022 718 DECLARATION of Warren E. Gluck in Support re: (717 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered 03/08/2022)
03/08/2022 716 DECLARATION of Warren E. Gluck in Support re: (715 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered 03/08/2022)
03/08/2022 715 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered 03/08/2022)
03/08/2022 714 DECLARATION of Warren E. Gluck in Support re: (713 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered 03/08/2022)
03/08/2022 713 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) (Entered 03/08/2022)
03/08/2022 712 DECLARATION of Warren E. Gluck in Support re: (711 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered 03/08/2022)
03/08/2022 711 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered 03/08/2022)
03/08/2022 710 DECLARATION of Warren E. Gluck in Support re: (709 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered 03/08/2022)
03/08/2022 709 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered 03/08/2022)
03/08/2022 708 DECLARATION of Warren E. Gluck in Support re: (707 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered 03/08/2022)
03/08/2022 707 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered 03/08/2022)
03/08/2022 706 DECLARATION of Warren E. Gluck in Support re: (705 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered 03/08/2022)
03/08/2022 705 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered 03/08/2022)
03/08/2022 703 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered 03/08/2022)
03/08/2022 701 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered 03/08/2022)
03/08/2022 700 DECLARATION of Warren E. Gluck in Support re: (699 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered 030/08/2022
03/08/2022 699 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered 03/08/2022)
03/08/2022 698 DECLARATION of Warren E. Gluck in Support re: (697 in 1:18-cv-10936-JSR) Proposed Clerk's Certificate of Default,. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered 03/08/2022)
03/08/2022 697 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). (Entered 03/08/2022)
03/08/2022 696 MEMORANDUM OF LAW in Support re: (694 in 1:18-cv-10936-JSR) MOTION in Limine for an Order precluding introduction of evidence or argument relating to the March 20, 2016 Release Agreement. . Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered 03/08/2022)
03/08/2022 695 DECLARATION of Warren E. Gluck in Support re: (694 in 1:18-cv-10936-JSR) MOTION in Limine for an Order precluding introduction of evidence or argument relating to the March 20, 2016 Release Agreement.. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. (Attachments: # (1) Exhibit 1 - Release Agreement, dated March 20, 2016, # (2) Exhibit 2 - Certificate of Default issued on November 16, 2020, # (3) Exhibit 3 - Nordlicht Voluntary Petition, # (4) Exhibit 4 - October 25, 2020 Proof of Claim, # (5) Exhibit 5 - March 17, 2016 email chain, # (6) Exhibit 6 - March 20, 2016 email chain, # (7) Exhibit 7 - March 18, 2016 email)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered 03/08/2022)
03/08/2022 694 MOTION in Limine for an Order precluding introduction of evidence or argument relating to the March 20, 2016 Release Agreement. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott.Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered 03/08/2022)
03/08/2022 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 3/8/2022 without transcription or recording. Because of continued Covid protocols, trial in this case cannot go forward as scheduled in May. The parties are directed to place a joint call to chambers by 3:00 p.m. on Friday, March 11, 2022, to discuss the new trial date. (Kotowski, Linda) (Entered 03/08/2022)
03/07/2022 693 ORDER AMENDING PROTECTIVE ORDER {ECF NOS. 206, 284 AND 79) AND STIPULATION AND ORDER OF PROTECTION PURSUANT TO FRE 502(d) (ECF NOS. 310,342 AND 140)...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Jed S. Rakoff on 3/7/2022) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR (kv) (Entered 03/07/2022)
12/05/2021 692 NOTICE OF CHANGE OF ADDRESS by Eric M. Creizman on behalf of David Ottensoser. New Address: Armstrong Teasdale LLP, 7 Times Square, Fl. 44, New York, New York, USA 10036, (212) 209-4358..(Creizman, Eric) (Entered 12/05/2021)
08/10/2021 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 8/10/2021. (Kotowski, Linda) (Entered 08/11/2021)
07/27/2021 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 7/27/2021. (Kotowski, Linda) (Entered 07/27/2021)
04/23/2021 691 ORDER AMENDING PROTECTIVE ORDER (ECF NOS. 206 and 284)...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Jed S. Rakoff on 4/23/2021) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR (kv) (Entered 04/23/2021)
04/19/2021 690 ORDER GRANTING MOTION TO WITHDRAW APPEARANCE granting (947) Motion to Withdraw as Attorney. IT IS HEREBY ORDERED that the noticed request to withdraw Chantale Fiebig as counsel for Dhruv Narain is granted, and the appearance of Ms. Fiebig is withdrawn as of the date of this Order. The Clerk of the Court is directed to relieve Ms. Fiebig as counsel for Mr. Narain and remove her appearance from the dockets in the consolidated actions. Attorney Chantale Fiebig terminated in case 1:18-cv-06658-JSR. (Signed by Judge Jed S. Rakoff on 4/19/2021) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR (kv) (Entered 04/20/2021)
03/24/2021 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 3/24/2021. Courts decision: Plaintiffs request to lift the stay and proceed to trial as to defendant Small during the October trial is denied. (Kotowski, Linda) (Entered 03/24/2021)
12/22/2020 689 ORDER GRANTING MOTION TO WITHDRAW APPEARANCE granting (937 in case 1:18-cv-06658-JSR) Motion to Withdraw as Attorney; granting (688 in case 1:18-cv-10936-JSR) Motion to Withdraw as Attorney; granting (554 in case 1:18-cv-12018-JSR) Motion to Withdraw as Attorney: It is hereby ORDERED that the Motion is GRANTED. The Clerk of the Court is directed to relieve Ms. Johnston as counsel for the Bodner Parties, remove her appearance from the docket, and remove her name from the ECF distribution list. (Attorney Abigail B Johnston terminated.) (Signed by Judge Jed S. Rakoff on 12/22/2020) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR (jwh) (Entered 12/23/2020)
12/17/2020 688 MOTION for Abigail Johnston to Withdraw as Attorney . Document filed by Beechwood Re Investments LLC Series C, Beechwood Trust No. 10, Beechwood Trust No. 11, Beechwood Trust No. 12, Beechwood Trust No. 13, Beechwood Trust No. 14, Beechwood Trust No. 7, Beechwood Trust No. 8, Beechwood Trust No. 9, David Bodner, MONSEY EQUITIES LLC. (Attachments: # (1) Text of Proposed Order)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR.(Johnston, Abigail) (Entered 12/17/2020)
12/08/2020 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 12/8/2020, ( Jury Selection set for 10/12/2021 at 09:30AM before Judge Jed S. Rakoff. There will be no further adjournments of thia trial date for any reason whatsoever). (Kotowski, Linda) (Entered 12/08/2020)
11/16/2020 687 CLERK'S CERTIFICATE OF DEFAULT as to Platinum Management (NY) LLC, issued November 16, 2020. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(dt) (Entered 11/16/2020)