Securities & Exchange Commission v. Platinum Management (NY) LLC, et al.

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Court Docket

United States District Court
Southern District of New York
Trott et al v. Platinum Management (NY) LLC et al
Case No. 1:18-cv-10936-JSR


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 401-450 | 451-458

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Date Court Document Number Description
05/13/2019 350 DECLARATION of Richard A. Bixter, Jr. in Opposition re: [315] MOTION to Dismiss Second Amended Complaint., [323] MOTION for Joinder to Motions to Dismiss the Second Amended Complaint., [329] FIRST MOTION to Dismiss the second amended complaint of plaintiff., [334] MOTION to Dismiss Second Amended Complaint (ECF No. 285)., [319] MOTION to Dismiss Second Amended Complaint., [299] MOTION to Dismiss Count Seventeen of the Second Amended Complaint., [301] MOTION for Joinder in Second-Round Motions to Dismiss and Memoranda of Law., [349] MOTION to Dismiss the Second Amended Complaint., [304] MOTION to Dismiss the Second Amended Complaint., [308] MOTION to Dismiss ., [328] MOTION to Dismiss Second Amended Complaint., [325] MOTION for Joinder to Motions to Dismiss the Second Amended Complaint., [303] MOTION for Joinder in Second-Round Motions to Dismiss and Memoranda of Law., [321] MOTION to Dismiss Second Amended Complaint., [311] MOTION to Dismiss .. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. (Attachments: # (1) Exhibit 1-11)(Bixter, Richard) (Entered: 05/13/2019)
05/10/2019 349 MOTION to Dismiss the Second Amended Complaint. Document filed by Daniel Saks. Responses due by 5/17/2019 (Attachments: # 1 Memorandum of Law, # 2 Exhibit A - Declaration of Daniel Saks)(Schwartz, Wendy) (Entered: 05/10/2019)
05/10/2019 348 ANSWER to 327 Counterclaim. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott.(Gluck, Warren) (Entered: 05/10/2019)
05/10/2019 347 ANSWER to 341 Counterclaim. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott.(Gluck, Warren) (Entered: 05/10/2019)
05/08/2019 346 PROPOSED STIPULATION AND ORDER. Document filed by Naftali Manela. (Haran, Sean) (Entered 05/08/2019)
05/08/2019 345 WITHDRAWAL OF CLAIM. Document filed by Bernard Fuchs. (Juhase, Kim) (Entered 05/08/2019)
05/06/2019 344 ORDER: The deadline to answer or move to dismiss Fuchs's counterclaim and cross-claims is May 10, 2019. Fuchs's opposition papers must be filed by May 24, 2019, and reply papers must be filed by May 31, 2019. The Court will then hold oral argument on any motions to dismiss Fuchs's counterclaim and cross-claims on June 4, 2019 at 10:00 AM. (Answer Deadline set for 5/10/2019. Motions due by 5/10/2019. Responses due by 5/24/2019. Replies due by 5/31/2019. Oral Argument set for 6/4/2019 at 10:00 AM before Judge Jed S. Rakoff.) (Signed by Judge Jed S. Rakoff on 5/3/2019) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(jwh) (Entered: 05/06/2019)
05/06/2019 343 RESPONSE in Opposition to Motion re: (300 in 1:18-cv-06658-JSR, 130 in 1:18-cv-12018-JSR) MOTION to Compel Beechwood to their objections, responses, and production to the SEC's Subpoena ., (128 in 1:18-cv-12018-JSR, 337 in 1:18-cv-10936-JSR, 298 in 1:18-cv-06658-JSR) MOTION to Compel Beechwood Re Ltd., B Asset Manager, L.P., Beechwood Bermuda International, Ltd., Beechwood Re Investments, LLC a/k/a Beechwood Re Investors, LLC, Moshe M. Feuer a/k/a Mark Feuer, Scott A. Taylor, David I. Levy, Dhruv Narain, B Ass, (301 in 1:18-cv-06658-JSR, 131 in 1:18-cv-12018-JSR, 339 in 1:18-cv-10936-JSR) MOTION for Joinder to join the Motion (ECF 298) and all exhibits thereto submitted in this consolidated action by Senior Health Insurance Company of Pennsylvania (SHIP) to compel the production of documents from the Beechwood Defendants. . Document filed by B Asset Manager LP, Beechwood Bermuda International, Ltd., Beechwood Re Investments, LLC, Moshe M. Feuer, Dhruv Narain, Scott Taylor. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR(Harris, Mark) (Entered: 05/06/2019)
05/02/2019 342 STIPULATION AND ORDER OF PROTECTION PURSUANT TO FRE 502(d) regarding procedures to be followed that shall govern the handling of confidential material. (Signed by Judge Jed S. Rakoff on 5/2/2019) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR(jwh) (Entered: 05/03/2019)
05/01/2019 341 ANSWER to 298 Counterclaim., ANSWER to 298 Crossclaim., CROSSCLAIM against Daniel Small, David Ottensoser, Scott Taylor, Moshe M. Feuer, Mark Nordlicht, Naftali Manela, Illumin Capital Management LP, Dhruv Narain, Daniel Saks, David Levy, Kevin Cassidy, Ezra Beren, Michael Katz, Estate of Uri Landesman, Joseph Sanfilippo, Platinum Management (NY) LLC., COUNTERCLAIM against Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Document filed by Bernard Fuchs.(Juhase, Kim) (Entered: 05/01/2019)
05/01/2019 340 WITHDRAWAL OF CLAIM. Document filed by Bernard Fuchs. (Juhase, Kim) (Entered: 05/01/2019)
04/29/2019 339 MOTION for Joinder to join the Motion (ECF 298) and all exhibits thereto submitted in this consolidated action by Senior Health Insurance Company of Pennsylvania (SHIP) to compel the production of documents from the Beechwood Defendants. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott.Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR(Gluck, Warren) (Entered: 04/29/2019)
04/29/2019 338 DECLARATION of R. Brian Seibert in Support re: (128 in 1:18-cv-12018-JSR, 337 in 1:18-cv-10936-JSR, 298 in 1:18-cv-06658-JSR) MOTION to Compel Beechwood Re Ltd., B Asset Manager, L.P., Beechwood Bermuda International, Ltd., Beechwood Re Investments, LLC a/k/a Beechwood Re Investors, LLC, Moshe M. Feuer a/k/a Mark Feuer, Scott A. Taylor, David I. Levy, Dhruv Narain, B Ass. Document filed by Fuzion Analytics, Inc., Senior Health Insurance Company of Pennsylvania. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR(Seibert, Robert) (Entered: 04/29/2019)
04/29/2019 337 MOTION to Compel Beechwood Re Ltd., B Asset Manager, L.P., Beechwood Bermuda International, Ltd., Beechwood Re Investments, LLC a/k/a Beechwood Re Investors, LLC, Moshe M. Feuer a/k/a Mark Feuer, Scott A. Taylor, David I. Levy, Dhruv Narain, B Asset Manager II, LP, Beechwood Re Holdings, Inc., Beechwood Bermuda Ltd., and BAM Administrative Services LLC to produce their objections, responses, and production to the SEC's Subpoena. Document filed by Fuzion Analytics, Inc., Senior Health Insurance Company of Pennsylvania.Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR(Seibert, Robert) (Entered: 04/29/2019)
04/29/2019 336 STIPULATION: IT IS HEREBY STIPULATED AND AGREED, by and between the attorneys for the respective parties hereto, that all discovery and briefing obligations and deadlines between Twosons and Plaintiffs are hereby tolled pending approval of the Settlement Agreement by the Grand Court of the Cayman Islands and until further stipulation between Plaintiffs and Twosons, and as further set forth in this stipulation. (Signed by Judge Jed S. Rakoff on 4/25/2019) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(jwh) (Entered: 04/29/2019)
04/29/2019 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney Kim Steven Juhase to RE-FILE Document 298 Answer to Amended Complaint, Crossclaim,, Counterclaim. ERROR(S): You cannot use party type ALL PLAINTIFFS/DEFENDANTS on Answers, Crossclaims and Counterclaims. Refile and select all parties required to answer. (db) (Entered: 04/29/2019)
04/23/2019 335 NOTICE OF APPEARANCE by Vahbiz P. Karanjia on behalf of Seth Gerszberg. (Karanjia, Vahbiz) (Entered: 04/23/2019)
04/23/2019 334 MOTION to Dismiss Second Amended Complaint (ECF No. 285). Document filed by Seth Gerszberg. Responses due by 5/13/2019 Return Date set for 6/4/2019 at 10:00 AM. (Attachments: # 1 MOL in Support of Defendant's, Seth Gerszberg, Motion to Dismiss, # 2 Affidavit of Seth Gerszberg, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E, # 8 Exhibit F, # 9 Exhibit G, # 10 Exhibit H, # 11 Filing Cover Letter)(Ostrove, Elliot) (Entered: 04/23/2019)
04/18/2019 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 4/18/2019. (Kotowski, Linda) ) (Entered 04/23/2019)
04/23/2019 Set/Reset Deadlines: Joinder of Parties due by 5/15/2019. (jwh) (Entered 04/23/2019)
04/23/2019 333 ORDER: The parties in the above-captioned cases have jointly requested that the Court extend several deadlines in the case management schedule governing all consolidated cases. The Court hereby grants the parties' request, but absolutely no further extensions will be granted. The deadlines in the case management plan are extended as follows: Fact Deposition due by 9/6/2019. Discovery due by 9/6/2019. Motions due by 10/2/2019. Expert Deposition due by 10/16/2019. Responses due by 10/18/2019. Replies due by 10/25/2019 and may incorporate expert deposition testimony not available when moving papers are filed. Ready for Trial by 10/28/2019. Final Pretrial Conference set for 11/4/2019 at 10:00 AM before Judge Jed S. Rakoff. Oral Argument set for 11/4/2019 at 10:00 AM before Judge Jed S. Rakoff. In addition, the Court hereby grants the request of certain parties in Trott et al. v. Platinum Management (NY) LLC et al., over the Trott plaintiffs' objection, to extend the deadline to join additional parties in that case to May 15, 2019. (Signed by Judge Jed S. Rakoff on 4/19/2019) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR(jwh) (Entered: 04/23/2019)
04/23/2019 332 STIPULATION: IT IS HEREBY STIPULATED AND AGREED, that, in light of the foregoing, the Parties have agreed to the following schedule for Daniel Saks's Motion to Dismiss the Second Amended Complaint on all available grounds (the "Motion to Dismiss"): The Motion to Dismiss shall be filed on or before May 10, 2019; Any Response in opposition to the Motion to Dismiss shall be filed on or before May 17, 2019; Any Reply in further support of the Motion to Dismiss shall be filed on or before May 23, 2019, as further set forth in this stipulation. (Motions due by 5/10/2019. Responses due by 5/17/2019. Replies due by 5/23/2019.) (Signed by Judge Jed S. Rakoff on 4/19/2019) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(jwh) (Entered: 04/23/2019)
04/23/2019 331 STIPULATION: The Parties have agreed to the following schedule for Daniel Saks's Motion to Dismiss the Second Amended Complaint on all available grounds (the "Motion to Dismiss"): The Motion to Dismiss shall be filed on or before May 10, 2019; Any Response in opposition to the Motion to Dismiss shall be filed on or before May 17, 2019; Any Reply in further support of the Motion to Dismiss shall be filed on or before May 23, 2019. IT IS HEREBY FURTHER STIPULATED AND AGREED, that this Stipulation may be filed without further notice and, for the purposes of filing this Stipulation, this Stipulation may be executed in counterparts, which, when taken together, shall constitute the entire Agreement,and that signatures by facsimile and electronic mail should be considered by the Court the same as original signatures; and IT IS HEREBY FURTHER STIPULATED AND AGREED, Plaintiffs reserve all rights and remedies at law and equity with respect to Saks, and Saks reserves all rights, remedies and defenses at law and equity with respect to Plaintiffs, none of which rights, remedies and defenses are waived. SO ORDERED. (Signed by Judge Jed S. Rakoff on 4/19/2019) ( Motions due by 5/10/2019., Responses due by 5/17/2019, Replies due by 5/23/2019.) Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(ks) (Entered: 04/23/2019)
04/23/2019 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 4/18/2019. (Kotowski, Linda) (Entered: 04/23/2019)
04/22/2019 330 MEMORANDUM OF LAW in Support re: 329 FIRST MOTION to Dismiss the second amended complaint of plaintiff. . Document filed by Murray Huberfeld. (Daniels, Jeffrey) (Entered: 04/22/2019)
04/22/2019 329 FIRST MOTION to Dismiss the second amended complaint of plaintiff. Document filed by Murray Huberfeld. Responses due by 5/14/2019 Return Date set for 6/4/2019 at 10:30 AM.(Daniels, Jeffrey) (Entered: 04/22/2019)
04/22/2019 328 MOTION to Dismiss Second Amended Complaint. Document filed by B Asset Manager II LP, B Asset Manager LP, BAM Administrative Services LLC, BBLN-PEDCO Corp., BHLN-PEDCO Corp., Beechwood Bermuda International Ltd., Beechwood Capital Group, LLC, Beechwood Re Holdings, Inc., Beechwood Re Investments, LLC, Beechwood Re Ltd., Moshe M. Feuer, Illumin Capital Management LP, Dhruv Narain, Scott Taylor. (Attachments: # 1 Affidavit Lipsius Declaration, # 2 Exhibit Lipsius Declaration Ex. 1, # 3 Exhibit Lipsius Declaration Ex. 2, # 4 Supplement Memorandum of Law in Support)(Lipsius, Ira) (Entered: 04/22/2019)
04/22/2019 327 ANSWER to 285 Amended Complaint,,,,,,,,,, with JURY DEMAND., CROSSCLAIM against Platinum Management (NY) LLC., COUNTERCLAIM against Platinum Partners Value Arbitrage Fund L.P.. Document filed by David Ottensoser.(Creizman, Eric) (Entered: 04/22/2019)
04/22/2019 326 MEMORANDUM OF LAW in Support re: 325 MOTION for Joinder to Motions to Dismiss the Second Amended Complaint. . Document filed by Meadows Capital LLC. (Doherty, Therese) (Entered: 04/22/2019)
04/22/2019 325 MOTION for Joinder to Motions to Dismiss the Second Amended Complaint. Document filed by Meadows Capital LLC.(Doherty, Therese) (Entered: 04/22/2019)
04/22/2019 324 MEMORANDUM OF LAW in Support re: 323 MOTION for Joinder to Motions to Dismiss the Second Amended Complaint. . Document filed by Kevin Cassidy, Michael Nordlicht. (Doherty, Therese) (Entered: 04/22/2019)
04/22/2019 323 MOTION for Joinder to Motions to Dismiss the Second Amended Complaint. Document filed by Kevin Cassidy, Michael Nordlicht.(Doherty, Therese) (Entered: 04/22/2019)
04/22/2019 322 MEMORANDUM OF LAW in Support re: [321] MOTION to Dismiss Second Amended Complaint. . Document filed by David Bodner. (Lauer, Eliot) (Entered: 04/22/2019)
04/22/2019 321 MOTION to Dismiss Second Amended Complaint. Document filed by David Bodner.(Lauer, Eliot) (Entered: 04/22/2019)
04/22/2019 320 MEMORANDUM OF LAW in Support re: [319] MOTION to Dismiss Second Amended Complaint. . Document filed by Estate of Jules Nordlicht, FCBA Trust, Morris Fuchs, David Gichtin, Ora Gichtin, Barbara Nordlicht, Aaron Parnes, Sarah Parnes, Shmuel Fuchs Foundation, Solomon Werdiger. (Zitter, Kenneth) (Entered: 04/22/2019)
04/22/2019 319 MOTION to Dismiss Second Amended Complaint. Document filed by Estate of Jules Nordlicht, FCBA Trust, Morris Fuchs, David Gichtin, Ora Gichtin, Barbara Nordlicht, Aaron Parnes, Sarah Parnes, Shmuel Fuchs Foundation, Solomon Werdiger.(Zitter, Kenneth) (Entered: 04/22/2019)
04/22/2019 318 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Shmuel Fuchs Foundation.Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(Zitter, Kenneth) (Entered: 04/22/2019)
04/22/2019 317 NOTICE OF APPEARANCE by Kenneth A. Zitter on behalf of David Gichtin, Ora Gichtin. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR(Zitter, Kenneth) (Entered: 04/22/2019)
04/22/2019 316 MEMORANDUM OF LAW in Support re: [315] MOTION to Dismiss Second Amended Complaint. . Document filed by Ditmars Park Capital L.P., Rockwell Fulton Capital, L.P.. (Jakubowitz, Tovia) (Entered: 04/22/2019)
04/22/2019 315 MOTION to Dismiss Second Amended Complaint. Document filed by Ditmars Park Capital L.P., Rockwell Fulton Capital, L.P..(Jakubowitz, Tovia) (Entered: 04/22/2019)
04/22/2019 314 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by BAM Administrative Services LLC.Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR(Lipsius, Ira) (Entered: 04/22/2019)
04/22/2019 313 MEMORANDUM OF LAW in Support re: [311] MOTION to Dismiss . . Document filed by Leon Myers. (Tepper, Daniel) (Entered: 04/22/2019)
04/22/2019 312 DECLARATION of Daniel Tepper in Support re: [311] MOTION to Dismiss .. Document filed by Leon Myers. (Attachments: # (1) Exhibit A - Second Amended Complaint)(Tepper, Daniel) (Entered: 04/22/2019)
04/22/2019 311 MOTION to Dismiss . Document filed by Leon Myers.(Tepper, Daniel) (Entered: 04/22/2019)
04/22/2019 310 DECLARATION of Michael Katz in Support re: [308] MOTION to Dismiss .. Document filed by Michael Katz. (Attachments: # (1) Exhibit A)(Glick, Stuart) (Entered: 04/22/2019)
04/22/2019 309 MEMORANDUM OF LAW in Support re: [308] MOTION to Dismiss . . Document filed by Michael Katz. (Glick, Stuart) (Entered: 04/22/2019)
04/22/2019 308 MOTION to Dismiss . Document filed by Michael Katz. Responses due by 5/13/2019(Glick, Stuart) (Entered: 04/22/2019)
04/22/2019 307 MEMORANDUM OF LAW in Support re: [304] MOTION to Dismiss the Second Amended Complaint. . Document filed by Huberfeld Family Foundation. (Chase, Donald) (Entered: 04/22/2019)
04/22/2019 306 DECLARATION of Donald H. Chase in Support re: [304] MOTION to Dismiss the Second Amended Complaint.. Document filed by Huberfeld Family Foundation. (Attachments: # (1) Exhibit 1 - NYS Dept of State Entity Information, # (2) Exhibit 2 - 2012-2016 Form 990-PF, # (3) Exhibit 3 - Entity Details, # (4) Exhibit 4 - Proof of Service, # (5) Exhibit 5 - Original Adversary Complaint, # (6) Exhibit 6 - Order dated February 6, 2019, # (7) Exhibit 7 - Plaintiff's Supplement to Motion fro Entry of Default Judgment)(Chase, Donald) (Entered: 04/22/2019)
04/22/2019 305 ANSWER to [285] Amended Complaint,,,,,,,,,,. Document filed by Abraham C. Grossman.(Moskowitz, Avraham) (Entered: 04/22/2019)
04/22/2019 304 MOTION to Dismiss the Second Amended Complaint. Document filed by Huberfeld Family Foundation.(Chase, Donald) (Entered: 04/22/2019)
04/22/2019 303 MOTION for Joinder in Second-Round Motions to Dismiss and Memoranda of Law. Document filed by Abraham C. Grossman.(Moskowitz, Avraham) (Entered: 04/22/2019)
04/22/2019 302 ANSWER to [285] Amended Complaint,,,,,,,,,,. Document filed by Platinum F.I. Group, LLC.(Moskowitz, Avraham) (Entered: 04/22/2019)
04/22/2019 301 MOTION for Joinder in Second-Round Motions to Dismiss and Memoranda of Law. Document filed by Platinum F.I. Group, LLC.(Moskowitz, Avraham) (Entered: 04/22/2019)