Securities & Exchange Commission v. Platinum Management (NY) LLC, et al.

Platinum Receivership


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Court Docket

United States District Court
Eastern District of New York
Platinum Receivership
Case No. 1:16-cv-6848 (BMC)(VMS)


View Dockets:1-50 | 51-100 | 101-150 | 151-200 | 201-250 | 251-300 | 301-350 | 351-400
 401-432

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Date Court Document Number Description
12/18/2018 432 REPLY in Support re [424] Notice of MOTION to Compel /Motion for Entry of an Order (I) Establishing Claims Bar dates and (II) Approving (A) a Proof of Claim Form, (B) the Form and Manner of Notice to the Claims Bar Dates and (C) Procedures For Submitting Proofs of Claim filed by Receiver. (Attachments: # (1) Proposed Order, # (2) B.) (Cyganowski, Melanie)
12/17/2018 431 MEMORANDUM in Opposition re [424] Notice of MOTION to Compel /Motion for Entry of an Order (I) Establishing Claims Bar dates and (II) Approving (A) a Proof of Claim Form, (B) the Form and Manner of Notice to the Claims Bar Dates and (C) Procedures For Submitting Proofs of Claim filed by David Levy. (Sommer, Michael)
12/17/2018 430 ORDER APPROVING FIFTH JOINT INTERIM APPLICATION OF THE RECEIVER AND OTTERBOURG P.C. FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING THE PERIOD July 1, 2018 through September 30, 2018 re: [421] Motion for Attorney Fees. ( Ordered by Judge Brian M. Cogan on 12/17/2018 ) (Guzzi, Roseann)
12/17/2018 429 ORDER APPROVING FOURTH JOINT INTERIM APPLICATION OF THE RECEIVER AND OTTERBOURG P.C. FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING the period April 1, 2018 through June 30, 2018 re: [420] Motion for Attorney Fees. ( Ordered by Judge Brian M. Cogan on 12/17/2018 ) (Guzzi, Roseann)
12/17/2018 428 ORDER APPROVING FIFTH INTERIM APPLICATION OF GOLDIN ASSOCIATES, LLC FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING THE PERIOD July 1, 2018 through September 30, 2018 re: [419] Motion for Attorney Fees. ( Ordered by Judge Brian M. Cogan on 12/17/2018 ) (Guzzi, Roseann)
12/14/2018 427 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings held on October 4, 2018, before Judge Brian M. Cogan. Court Reporter/Transcriber Annette M. Montalvo, Telephone number 718-804-2711. Email address: annette.montalvo@gmail.com. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER.File redaction request using event "Redaction Request - Transcript" located under "Other Filings - Other Documents". Redaction Request due 1/4/2019. Redacted Transcript Deadline set for 1/14/2019. Release of Transcript Restriction set for 3/14/2019. (Montalvo, Annette)
12/14/2018 426 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings held on October 1, 2018, before Judge Brian M. Cogan. Court Reporter/Transcriber Annette Montalvo, Telephone number 718-804-2711. Email address: annette.montalvo@gmail.com. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER.File redaction request using event "Redaction Request - Transcript" located under "Other Filings - Other Documents". Redaction Request due 1/4/2019. Redacted Transcript Deadline set for 1/14/2019. Release of Transcript Restriction set for 3/14/2019. (Montalvo, Annette)
12/14/2018 425 RESPONSE to Motion re [424] Notice of MOTION to Compel /Motion for Entry of an Order (I) Establishing Claims Bar dates and (II) Approving (A) a Proof of Claim Form, (B) the Form and Manner of Notice to the Claims Bar Dates and (C) Procedures For Submitting Proofs of Claim Limited Objection filed by Navidea Biopharmaceuticals, Inc.. (Folland, Robert
12/10/2018 424 Notice of MOTION to Compel /Motion for Entry of an Order (I) Establishing Claims Bar dates and (II) Approving (A) a Proof of Claim Form, (B) the Form and Manner of Notice to the Claims Bar Dates and (C) Procedures For Submitting Proofs of Claim by Receiver. (Attachments: # (1) Declaration, # (2) Exhibit A., # (3) Exhibit B., # (4) Exhibit C., # (5) Exhibit D., # (6) Memorandum in Support) (Cyganowski, Melanie)
12/06/2018 423 Notice of MOTION for Attorney Fees / Pay Certain Professionals by Receiver. (Attachments: # (1) Declaration in Support, # (2) Exhibit A., # (3) Memorandum in Support) (Cyganowski, Melanie
12/06/2018 422 Notice of MOTION for Order of Sale /Receivers Motion for entry of an order: (I) (A) authorizing the Receiver to sell the Receiverships rights in and to LC Energy Operations LLC free and clear of all liens, claims, encumbrances and other interests; (B) approving procedures for the filing of claims against LC Energy and/or its assets and the resolution thereof; and (C) granting certain related relief and (II) approving the sale of LC Energy free and clear of all liens, claims, encumbrances and other interests by Receiver. (Attachments: # (1) Declaration, # (2) Exhibit A., # (3) Memorandum in Support, # (4) Exhibit to Memorandum of Law) (Cyganowski, Melanie)
11/29/2018 421 Fifth MOTION for Attorney Fees /Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2018 Through and Including September 30, 2018. by Otterbourg P.C., Receiver. (Attachments: #(1) Exhibit A., #(2) Exhibit B., #(3) Exhibit C., #(4) Exhibit D., #(5) Exhibit E., #(6) Exhibit F., #(7) Exhibit G., #(8) Exhibit H., #(9) Exhibit I., #(10) Proposed Order) (Cyganowski, Melanie)
11/29/2018 420 Fourth MOTION for Attorney Fees /Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2018 Through and Including JUNE 30, 2018. by Otterbourg P.C., Receiver. (Attachments: #(1) Exhibit A., #(2) Exhibit B., #(3) Exhibit C., #(4) Exhibit D., #(5) Exhibit E., #(6) Exhibit F., #(7) Exhibit G., #(8) Exhibit H., #(9) Exhibit I., #(10) Proposed Order) (Cyganowski, Melanie)
11/29/2018 419 Fifth MOTION for Attorney Fees /Interim Application for Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2018 Through and Including September 30, 2018 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Proposed Order) (Cyganowski, Melanie)
11/29/2018 418 Fourth MOTION for Attorney Fees /Interim Application for Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2018 Through and Including June 30, 2018 by Goldin Associates, LLC. (Attachments: #(1) Exhibit A., #(2) Exhibit B., #(3) Exhibit C., #(4) Exhibit D., #(5) Exhibit E., #(6) Exhibit F., #(7) Proposed Order) (Cyganowski, Melanie)
11/25/2018 417 ORDER denying [392] [402] [405] [406] Motions to Compel payment or advancement of legal fees. Ordered by Judge Brian M. Cogan on 11/25/2018. (Cogan, Brian)
11/07/2018 Electronic Index to Record on Appeal sent to US Court of Appeals. [409] Notice of Appeal Documents are available via Pacer. For docket entries without a hyperlink or for documents under seal, contact the court and we'll arrange for the document(s) to be made available to you. (Mejia, Salomon)
11/06/2018 416 REPLY in Support re [406] Letter MOTION to Compel Advancement of Legal Fees filed by Joseph Mann. (Attachments: # (1) Declaration of Joe Mann) (Fischer, Benjamin)
11/06/2018 415 REPLY in Support re [405] Letter MOTION to Compel - Joining in Co-Defendants' Motions to Compel Advancement of Legal Fees filed by Daniel Small. (Levine, Seth)
11/06/2018 414 REPLY in Support re [392] MOTION to Compel the SEC Receiver to continue advancing reasonable attorney fees and defense costs filed by Joseph Sanfilippo. (Attachments: # (1) Declaration, # (2) Exhibit A, # (3) Exhibit B, # (4) Exhibit C, # (5) Exhibit D) (Ford, Adam)
11/06/2018 413 AFFIDAVIT/DECLARATION in Support re [402] MOTION to Compel ADVANCEMENT OF LEGAL FEES // REPLY DECLARATION OF ELI B. RICHLIN filed by David Levy. (Attachments: # (1) Exhibit 11) (Sommer, Michael)
11/06/2018 412 REPLY in Support re [402] MOTION to Compel ADVANCEMENT OF LEGAL FEES filed by David Levy. (Sommer, Michael)
10/30/2018 411 AFFIDAVIT/DECLARATION in Opposition re [402] MOTION to Compel ADVANCEMENT OF LEGAL FEES, [405] Letter MOTION to Compel - Joining in Co-Defendants' Motions to Compel Advancement of Legal Fees, [392] MOTION to Compel the SEC Receiver to continue advancing reasonable attorney fees and defense costs, [406] Letter MOTION to Compel Advancement of Legal Fees filed by Receiver. (Attachments: # (1) Exhibit 1., # (2) Exhibit 2., # (3) Exhibit 3., # (4) Exhibit 4.) (Cyganowski, Melanie)
10/30/2018 410 MEMORANDUM in Opposition re [402] MOTION to Compel ADVANCEMENT OF LEGAL FEES, [406] Letter MOTION to Compel Advancement of Legal Fees, [405] Letter MOTION to Compel - Joining in Co-Defendants' Motions to Compel Advancement of Legal Fees, [404] Affidavit in Support of Motion, [403] Memorandum in Support, [392] MOTION to Compel the SEC Receiver to continue advancing reasonable attorney fees and defense costs filed by Receiver. (Cyganowski, Melanie)
10/26/2018 409 NOTICE OF APPEAL by Schafer and Weiner, PLLC. Filing fee $ 505, receipt number ANYEDC-10878074. (Klein, Norman)
10/26/2018 408 CONFIDENTIALITY AGREEMENT AND PROTECTIVE ORDER. ( Ordered by Judge Brian M. Cogan on 10/25/2018 ) (Guzzi, Roseann)
10/22/2018 407 STATUS REPORT /The Receiver's Fifth Status Report to the Court by Receiver (Cyganowski, Melanie)
10/19/2018 406 Letter MOTION to Compel Advancement of Legal Fees by Joseph Mann. (Fischer, Benjamin)
10/19/2018 405 Letter MOTION to Compel - Joining in Co-Defendants' Motions to Compel Advancement of Legal Fees by Daniel Small. (Levine, Seth)
10/19/2018 404 AFFIDAVIT/DECLARATION in Support re [402] MOTION to Compel ADVANCEMENT OF LEGAL FEES DECLARATION OF ELI B. RICHLIN filed by David Levy. (Attachments: # (1) Exhibit 1, # (2) Exhibit 2, # (3) Exhibit 3, # (4) Exhibit 4, # (5) Exhibit 5, # (6) Exhibit 6, # (7) Exhibit 7, # (8) Exhibit 8, # (9) Exhibit 9, # (10) Exhibit 10) (Sommer, Michael)
10/19/2018 403 MEMORANDUM in Support re [402] MOTION to Compel ADVANCEMENT OF LEGAL FEES filed by David Levy. (Sommer, Michael)
10/19/2018 402 MOTION to Compel ADVANCEMENT OF LEGAL FEES by David Levy. (Sommer, Michael)
10/19/2018 401 CONFIDENTIALITY AGREEMENT AND PROTECTIVE ORDER re: [400] Motion for Protective Order. ( Ordered by Judge Brian M. Cogan on 10/19/2018 ) (Guzzi, Roseann)
10/18/2018 400 Letter MOTION for Protective Order dated October 18, 2018 Requesting that the Court "So Order" the Protective Orders by Receiver. (Attachments: # (1) Proposed Order Confidentiality Agreement & Protective Order, # (2) Proposed Order Confidentiality Agreement & Protective Order) (Cyganowski, Melanie)
10/16/2018 399 DECLARATION re [174] Memorandum in Support,, Supplemental Declaration of Melanie L. Cyganowski by Receiver (Cyganowski, Melanie)
10/12/2018 ORDER re: [398]. The Court sets a briefing schedule for motions [391][394][396] as follows: 1) defendants to file and serve their motions by 10/19/2018; 2) Receiver to file and serve opposition by 10/30/2018; 3) defendants to file and serve their reply briefs by 11/6/2018. Ordered by Judge Brian M. Cogan on 10/12/2018. (Weisberg, Peggy)
10/12/2018 398 Letter MOTION for Extension of Time to File with respect to Docket Nos. 391 to 394 and 396. Receiver's Letter Setting Forth Agreed Briefing Schedule as to Motions to Compel Advancement of Legal Fees by Receiver. (Cyganowski, Melanie)
10/11/2018 ORDER granting in part [397]. The parties are directed to confer and agree upon a briefing schedule. Ordered by Judge Brian M. Cogan on 10/11/2018. (Weisberg, Peggy)
10/11/2018 397 Letter MOTION for Extension of Time to File Response/Reply with respect to Docket Nos. 391 to 394 and 396. Receivers Letter Requesting Deadlines and Briefing Schedule as to Motions to Compel Advancement of Legal Fees by Receiver. (Cyganowski, Melanie)
10/11/2018 ORDER re: [396]. The promotion conference is waived. Defendant David Levy may file his motion to compel the receiver to advance reasonable attorneys' fees and defense costs. Ordered by Judge Brian M. Cogan on 10/11/2018. (Weisberg, Peggy)
10/11/2018 396 Letter MOTION for pre motion conference re motion to compel the receiver to advance reasonable attorneys fees and defense costs to be incurred in the upcoming criminal trial by David Levy. (Sommer, Michael)
10/11/2018 395 NOTICE of Appearance by Eli B. Richlin on behalf of David Levy (aty to be noticed) (Richlin, Eli)
10/11/2018 394 DECLARATION re [392] MOTION to Compel the SEC Receiver to continue advancing reasonable attorney fees and defense costs Corrected Document- Exhibit E by Joseph Sanfilippo (Ford, Adam)
10/10/2018 393 DECLARATION re [392] MOTION to Compel the SEC Receiver to continue advancing reasonable attorney fees and defense costs Corrected Document by Joseph Sanfilippo (Ford, Adam)
10/09/2018 392 MOTION to Compel the SEC Receiver to continue advancing reasonable attorney fees and defense costs by Joseph Sanfilippo. (Attachments: # (1) Declaration, # (2) Exhibit 6.27.16 Signed Engagement Agreement, # (3) Exhibit 2018.07.26 letter to Receiver re JSF continued advancement of defense costs, # (4) Exhibit Platinum - Defendants - August 9, 2018 Response to SanFillipo Request for Advancement, # (5) Exhibit PPCO PPM Oct 2015, # (6) Exhibit Pay stubs, # (7) Exhibit Proposed Order, # (8) Memorandum in Support) (Ford, Adam)
10/05/2018 ORDER denying [391] as moot. The premotion conference is waived. Sanfilippo may file his motion. However, he needs to note that there is a stay against commencement of litigation against this receivership. The receivership owes a lot of people a lot of money, and even assuming Sanfilippo has a contractual right (which the receiver may not concede), he is going to have to justify getting a priority over other claimants. Ordered by Judge Brian M. Cogan on 10/5/2018. (Weisberg, Peggy)
10/05/2018 391 Letter MOTION for pre motion conference by Joseph Sanfilippo. (O'Brien, Kevin)
10/04/2018 390 NOTICE by Uri Landesman of the death of Defendant Uri Landesman (Breslin, Eric)
10/01/2018 Minute Entry and Order for Status Conference held before Judge Brian M. Cogan on 10/1/2018. Both sides present. The Court addressed the receiver's motion to approve the retention of Wells Group of Durango, Inc. and to waive the requirements of 28 U.S.C. § 2001. For reasons stated on the record, the Court granted in part the motion to retain Wells Group, but deferred ruling on the request to waive § 2001 pending a further submission by the Receiver. See transcript for details. (Court Reporter: Annette Montalvo.) (Weisberg, Peggy)
10/01/2018 389 NOTICE of Appearance by Ashley Christine Burns on behalf of Joseph Mann (aty to be noticed) (Burns, Ashley)
09/28/2018 388 NOTICE of Appearance by Deborah Jane Cooper on behalf of Daniel Small (aty to be noticed) (Cooper, Deborah)
09/28/2018 387 NOTICE of Appearance by Christos Gus Papapetrou on behalf of Daniel Small (aty to be noticed) (Papapetrou, Christos)
09/28/2018 386 NOTICE of Appearance by Syed Yasir Latifi on behalf of Jeffrey Shulse (aty to be noticed) (Latifi, Syed)
09/27/2018 ORDER terminating as moot [328] in light of [383] Memorandum Decision and Order. Ordered by Judge Brian M. Cogan on 9/27/2018. (Weisberg, Peggy)
09/27/2018 ORDER re: [385]. The deadline for submitting supplemental briefs on S&W's motion for attorneys' fees and expenses is moot in light of the Court's [383] order. The deadline for submitting supplemental briefs on the receiver's motion for disgorgement of fees is stayed until such time as the receiver files for a declaratory judgment action concerning the participation agreement. Ordered by Judge Brian M. Cogan on 9/27/2018. (Weisberg, Peggy)
09/27/2018 ORDER granting [348] Motion to Withdraw as Attorney. Attorneys William Anthony Burck and Daniel Rickert Koffmann terminated. Ordered by Judge Brian M. Cogan on 9/27/2018. (Weisberg, Peggy)
09/25/2018 385 Letter dated September 26, 2018 Re: deadline for submitting supplemental briefs on September 28, 2018, see Dkt. Entry on August 9, 2018, is now moot. by Receiver (Cyganowski, Melanie) (Entered: 09/26/2018)
09/26/2018 384 Letter re Proposed Joint Agenda for 10.1.18 Status Conference by United States Securities and Exchange Commission (McGrath, Kevin) (Entered: 09/26/2018)
09/26/2018 383 MEMORANDUM DECISION AND ORDER dated 9/25/18 denying S&W's [326] Motion for fees and expenses is DENIED. ( Ordered by Judge Brian M. Cogan on 9/25/2018 ) (Guzzi, Roseann)
09/26/2018 ORDER denying as moot [369] in light of [379]. Ordered by Judge Brian M. Cogan on 9/26/2018. (Cogan, Brian)
09/14/2018 382 REPLY in Support re [376] Notice of MOTION to Appoint Expert /Motion of Melanie L. Cyganowski, as Receiver, for Entry of an Order (A) Approving the Retention of Wells Group of Durango, Inc.; and (B) Waiving the Requirements of 28 U.S.C. §2001 (Action Requested) filed by Receiver. (Cyganowski, Melanie)