Securities & Exchange Commission v. Platinum Management (NY) LLC, et al.

Platinum Receivership


Court Docket



Search Documents

Print


Court Docket

United States District Court
Eastern District of New York
Platinum Receivership
Case No. 1:16-cv-6848 (BMC)(VMS)


View Dockets:1-50 | 51-100 | 101-150 | 151-200 | 201-250 | 251-300 | 301-350 | 351-400
 401-450 | 451-500 | 501-550 | 551-600 | 601-650 | 651-700 | 701-728

The docket is currently displayed in reverse chronological order. To display the docket in chronological order, please click here.


Date Court Document Number Description
06/11/2024 728 Letter to The Honorable Brian M. Cogan respectfully submitted in support of the Receiver's motion to approve the pending settlement agreements reached between the Receiver and claimants Wilson, David Levy, Dan Small, Ford OBrien and the Black Elk Trustee by Wilson Sonsini Goodrich & Rosati, P.C. (Sommer, Michael)
06/10/2024 727 NOTICE of Settlement /Notice of Receiver's Omnibus Motion for Approval of Settlement Agreement with (I) Daniel Small and Levine Lee LLP; and (II) David Levey and Wilson Sonsini Goodrich & Rosati P.C. by Receiver (Attachments: # (1) Declaration of the Receiver in Support of Settlement Agreements, # (2) Exhibit A - Small Settlement Agreement, # (3) Exhibit B - Levy Wilson Settlement Agreement, # (4) Exhibit C - Proposed Order, # (5) Memorandum of Law in Support of Omnibus Motion) (Weinick, Erik)
05/30/2024 ORDER granting [726] Motion to Withdraw as Attorney. Attorney Jess A. Velona terminated. Ordered by Judge Brian M. Cogan on 5/30/2024. (PW)
05/30/2024 726 Notice of MOTION to Withdraw as Attorney Jess A. Velona by United States Securities and Exchange Commission. (Attachments: # (1) Proposed Order) (Velona, Jess)
05/24/2024 725 REPLY in Support re [705] Notice of Settlement, [709] Notice of Settlement, /Receiver's Reply Memorandum in Further Support of Motions for Approval of Settlement Agreements between Receiver and: (I) Joseph M. SanFilippo and Ford O'Brien Landy LLP; and (II) the Trustee of the Black Elk Energy Offshore Operations, LLC Litigation Trust filed by Receiver. (Weinick, Erik)
05/24/2024 724 RESPONSE to Motion re [597] Notice of MOTION to Compel /Receiver's Omnibus Motion to Confirm Receivers Determinations as to (1) Claims 282-301 Filed by David Levy, (2) Claims 313-322 Filed by Wilson Sonsini Goodrich & Rosati, P.C. (3) Claims 156,329 and 330 Filed by Ford -- Response to Stadtmauer's Objection filed by Joseph Sanfilippo. (Attachments: # (1) Exhibit A - Transcript of Oral Argument) (O'Brien, Kevin)
05/14/2024 723 Letter re response to Stadtmauer Ojbection by Joseph Sanfilippo (O'Brien, Kevin)
05/14/2024 722 Letter to Court dated May 14, 2024 re: Letter to The Honorable Brian M. Cogan respectfully responding to submission of claimant Richard Stadtmauer (ECF 718) and respectfully requesting argument on the issue of priority of payment [Dkt. No. 721] by Receiver (Weinick, Erik)
05/13/2024 721 Letter to The Honorable Brian M. Cogan respectfully responding to submission of claimant Richard Stadtmauer (ECF 718) and respectfully requesting argument on the issue of priority of payment by Wilson Sonsini Goodrich & Rosati, P.C. (Sommer, Michael)
05/08/2024 720 NOTICE of Change of Address Once the filing has been made, you must login to www.pacer.gov and update your account. (Klugman, Scott)
05/08/2024 719 NOTICE of Change of Address Once the filing has been made, you must login to www.pacer.gov and update your account. (Levine, Seth)
05/03/2024 718 RESPONSE in Opposition re [597] Notice of MOTION to Compel /Receiver's Omnibus Motion to Confirm Receivers Determinations as to (1) Claims 282-301 Filed by David Levy, (2) Claims 313-322 Filed by Wilson Sonsini Goodrich & Rosati, P.C. (3) Claims 156,329 and 330 Filed by Ford --- Objection to Receiver's Motion to Approve Settlement dated May 3, 2024, filed by Marisa Stadtmauer, Richard Stadtmauer. (Attachments: # (1) Exhibit Settlement Agreement with PPCO, # (2) Exhibit B - Settlement Agreement and Mutual Release) (Kritzer, Nathaniel)
04/26/2024 717 Letter regarding proposed settlements by Daniel Small (Levine, Seth)
04/29/2024 ORDER granting [716] Motion for Extension of Time. Richard Stadtmauer's deadline to respond to settlement motions is extended to 5/3/2024; Receiver's reply in further support of the settlement motions is extended to 5/24/2024. The Court notes Joseph SanFilippo and Ford O'Brien Landy LLPs do not consent to this request. Ordered by Judge Brian M. Cogan on 4/29/2024. (PW)
04/26/2024 716 MOTION for Extension of Time to File Response/Reply to the Receivers motions to approve settlement with the Black Elk Trustee, Joseph M. Sanfilippo, and Ford OBrien Landy LLP, by Marisa Stadtmauer, Richard Stadtmauer. (Kritzer, Nathaniel)
04/25/2024 715 Letter to The Honorable Brian M. Cogan re proposed settlement agreements by Wilson Sonsini Goodrich & Rosati, P.C. (Sommer, Michael)
04/25/2024 714 Letter to The Honorable Brian M. Cogan respectfully responding to April 24, 2024 letter from Otterbourg PC, counsel to the Receiver (ECF 713) by Wilson Sonsini Goodrich & Rosati, P.C. (Sommer, Michael)
04/24/2024 713 Letter dated April 24, 2024 in partial response to the April 23, 2024 letter, Dkt. No. 712 by Receiver (Weinick, Erik)
04/23/2024 712 Letter to The Honorable Brian M. Cogan respectfully submitted relating to priority of payment by Wilson Sonsini Goodrich & Rosati, P.C. (Sommer, Michael)
04/22/2024 711 STATUS REPORT / The Receiver's Twenty-Seventh Status Report to the Court by Receiver (Attachments: # (1) Exhibit A - Cash Receipts and Disbursements - March 2024, # (2) Exhibit B - Receivership Property List) (Weinick, Erik)
04/12/2024 ORDER re: [710]. The Court adopts the proposed briefing schedule for the Receiver's [705][709] Settlement Motions : (1) a consolidated response to the Settlement Motions to be filed by April 26, 2024; and (2) replies in further support of the Settlement Motions to be filed by May 10, 2024. Ordered by Judge Brian M. Cogan on 4/12/2024. (PW)
04/12/2024 710 Letter to Court re Briefing Schedule for SanFilippo/Ford OBrien Settlement Motion and Black Elk Trustee Settlement Motion by Receiver (Weinick, Erik)
04/12/2024 709 NOTICE of Settlement /Notice of Receivers Motion for Entry of an Order Approving Settlement Agreement Between the Receiver and the Trustee of the Black Elk Energy Offshore Operations, LLC Litigation Trust by Receiver (Attachments: # (1) Declaration of Receiver in Support of Settlement Agreement, # (2) Exhibit A - Settlement Agreement, # (3) Exhibit B - Proposed Order, # (4) Memorandum in Support) (Weinick, Erik)
04/08/2024 ORDER granting [708] Motion to Withdraw as Attorney. Attorney Barry W. Rashkover terminated. Ordered by Judge Brian M. Cogan on 4/8/2024. (PW)
04/05/2024 708 MOTION to Withdraw as Attorney by Jeffrey Shulse. (Attachments: # (1) Declaration) (Rashkover, Barry)
04/03/2024 707 ORDER granting [704] Motion for Attorney Fees; Twenty-Sixth Interim Application of Goldin Associates, LLC. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2023 Through and Including December 31, 2023 by Goldin Associates, LLC. ( Ordered by Judge Brian M. Cogan on 4/3/2024 ) (RG)
04/03/2024 706 ORDER granting [703] Motion for Attorney Fees; Twenty-Sixth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2023 Through and Including December 31, 2023 by Otterbourg P.C., Receiver. ( Ordered by Judge Brian M. Cogan on 4/3/2024 ) (RG)
03/29/2024 705 NOTICE of Settlement / Notice of Receiver's Motion for Entry of an Order Approving Settlement Agreement Between the Receiver, Joseph M. Sanfilippo and Ford O'Brien Landy LLP by Receiver (Attachments: # (1) Declaration of the Receiver in Support of Settlement Agreement, # (2) Exhibit A - SanFilippo Settlement, # (3) Proposed Order B - SanFilippo Ford - Settlement Agreement, # (4) Memorandum in Support) (Weinick, Erik)
03/19/2024 704 MOTION for Attorney Fees / Twenty-Sixth Interim Application of Goldin Associates, LLC. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2023 Through and Including December 31, 2023 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Proposed Order) (Weinick, Erik)
03/19/2024 703 MOTION for Attorney Fees / Twenty-Sixth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2023 Through and Including December 31, 2023 by Otterbourg P.C., Receiver. (Attachments: # (1) Exhibit A-SFAR, # (2) Exhibit B- Professional Fee Summary, # (3) Exhibit C- Project Code Summary, # (4) Exhibit D-Receiver Time Records, # (5) Exhibit E-Otterbourg Time Records, # (6) Exhibit F- Expense Summary, # (7) Exhibit G-Otterbourg Expense Records, # (8) Exhibit H- Certification, # (9) Proposed Order) (Weinick, Erik)
03/13/2024 Minute Entry and Order for Oral Argument on Receiver's Omnibus Motion [597]. Counsel for the Receiver and Claimants appeared via Zoom. The Court heard oral argument on the motion. Decision reserved. See transcript for details (Court Reporter: Charleane Heading). (PW)
03/12/2024 702 STATUS REPORT / The Receiver's March 12, 2024 Interim Status Report to the Court by Receiver (Weinick, Erik)
03/12/2024 ORDER re: [700] [701]. The Court's Scheduling Order stands as written. The Receiver is objecting to the claims and therefore shall proceed first before each claimant/attorney. As far as the topic of the arguments, the parties are free to address any topics they want that are raised by the current claims and objections. The parties should be aware, however, that the Court is not going to decide the priority issue in the abstract, that is, it is first going to decide, to the extent the Receiver disputes the validity of any claim at law, whether the claim is legally valid. Only if the Court decides the claim is legally valid will it then proceed to determine the equitable priority issue, and it is possible that determination will not occur until the Court hears objections to the Receiver's proposed plan of distribution when it is submitted. Ordered by Judge Brian M. Cogan on 3/12/2024. (PW)
03/11/2024 701 Letter dated March 11, 2024 in Response Dkt. No. 700. by Receiver (Weinick, Erik)
03/11/2024 700 Letter Regarding Oral Argument on the Receiver's Omnibus Motion by Daniel Small (Levine, Seth)
02/28/2024 SCHEDULING ORDER re: [699]. Oral Argument on the Omnibus Motion will be held on 3/13/2024 at 10:30 AM by video. A new ZoomGov link will be emailed to all counsel of record. Ordered by Judge Brian M. Cogan on 2/28/2024. (PW)
02/28/2024 699 Letter Regarding Oral Argument on Omnibus Motion by Daniel Small (Levine, Seth)
02/27/2024 ORDER granting [698]. The Court will reset oral argument on the Omnibus Motion to a date and time on which all interested parties are available. By 3/1/2024, the parties are ordered to submit four proposed dates and times between 3/4/2024 and 3/22/2024 for oral argument to be rescheduled. Ordered by Judge Brian M. Cogan on 2/27/2024. (PW)
02/27/2024 698 Letter MOTION to Adjourn Conference on Receiver's Omnibus Motion by Daniel Small. (Levine, Seth)
02/27/2024 697 NOTICE of Change of Firm Affiliation from Smyser Kaplan & Veselka LLP to STEPTOE LLP Once the filing has been made, you must login to www.pacer.gov and update your account. (Potts, Jeffrey)
02/27/2024 RESCHEDULING ORDER. The oral argument on the Omnibus Motion is reset to 3:00 pm EST on 2/29/2024. The Court will hear argument on the Levy/Wilson claims for 20 minutes, on the Sanfilippo/O'Brien claims for 15 minutes, on the Small claims for 15 minutes, and on the Black Elk claims for 15 minutes. The Receiver and the respective claimants will be heard for equal amounts during each argument. Each party should designate one attorney to argue. The parties are to use the ZoomGov link previously provided by email. Ordered by Judge Brian M. Cogan on 2/27/2024. (PW)
02/16/2024 NOTICE of Hearing: The Oral Argument scheduled for 2/29/2024 at 10:30 am has been converted from an in-person hearing to a video hearing. A ZoomGov link will be emailed to counsel of record. (PW)
02/07/2024 NOTICE of Hearing: Oral Argument previously set for 5:00 pm on 2/29/2024 is reset to 10:30 AM in Courtroom 8D South. (PW)
01/22/2024 696 STATUS REPORT / The Receiver's Twenty-Sixth Status Report to the Court by Receiver (Attachments: # (1) Exhibit A- Schedule of Receipts and Disbursements - December 2023, # (2) Exhibit B - Receivership Property List) (Weinick, Erik)
01/02/2024 SCHEDULING ORDER: Oral Argument on the Omnibus Motion is scheduled for 2/29/2024 at 5:00 PM in Courtroom 8D South. Ordered by Judge Brian M. Cogan on 1/2/2024. (PW)
12/18/2023 695 Letter request that the Court set a date for oral argument on the Omnibus Motion by Joseph Sanfilippo (O'Brien, Kevin)
12/15/2023 694 STATUS REPORT /The Receiver's Interim Report to the Court by Receiver (Weinick, Erik)
12/14/2023 693 ORDER granting [687] Motion for Attorney Fees; Twenty-Fifth Interim Application of the Goldin Associates, LLC. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2023 Through and Including September 30, 2023 by Goldin Associates, LLC. ( Ordered by Judge Brian M. Cogan on 12/13/2023 ) (RG)
12/14/2023 692 ORDER granting [686] Motion for Attorney Fees; Twenty-Fifth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2023 Through and Including September 30, 2023 by Otterbourg P.C., Receiver. ( Ordered by Judge Brian M. Cogan on 12/13/2023 ) (RG)
12/04/2023 691 CERTIFICATE OF SERVICE by John Johnston, Edward Wilmott re [690] Notice of Appeal, (Pourakis, Constantine)
12/01/2023 Electronic Index to Record on Appeal sent to US Court of Appeals. [690] Notice of Interlocutory Appeal, Documents are available via Pacer. For docket entries without a hyperlink or for documents under seal, contact the court and we'll arrange for the document(s) to be made available to you. (VJ)
12/01/2023 690 NOTICE OF APPEAL as to [685] Order on Motion to Compel, by John Johnston, Edward Wilmott. Filing fee $ 605, receipt number ANYEDC-17335224. Appeal Record due by 12/15/2023. (Attachments: # (1) Exhibit A - Order on Appeal) (Pourakis, Constantine)
12/01/2023 689 NOTICE by John Johnston, Edward Wilmott re [688] Notice(Other) of Withdrawal of Document No. 688 (Pourakis, Constantine)
12/01/2023 688 NOTICE by John Johnston, Edward Wilmott re [685] Order on Motion to Compel, NOTICE OF APPEAL (Attachments: # (1) Exhibit A - Order on Appeal) (Pourakis, Constantine)
11/20/2023 687 MOTION for Attorney Fees / Twenty-Fifth Interim Application of the Goldin Associates, LLC. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2023 Through and Including September 30, 2023 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Proposed Order) (Weinick, Erik)
11/20/2023 686 MOTION for Attorney Fees / Twenty-Fifth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2023 Through and Including September 30, 2023 by Otterbourg P.C., Receiver. (Attachments: # (1) Exhibit A-SFAR, # (2) Exhibit B-Professional Time Summary, # (3) Exhibit C-Project Code Summary, # (4) Exhibit D-Receiver Time Records, # (5) Exhibit E-Otterbourg Time Records, # (6) Exhibit F-Expense Summary, # (7) Exhibit G-Otterbourg Expense Records, # (8) Exhibit H- Certification, # (9) Proposed Order) (Weinick, Erik)
11/02/2023 685 ORDER re: [624] Motion to Compel; (I) PERMANENTLY ENJOINING ANY PROSECUTION OF CLAIM NO. 145, (II) CONFIRMING THE RECEIVER'S DISALLOWANCE OF CLAIM NO. 145, AND (III) CONFIRMING THE RECEIVER'S AUTHORITY TO CONSENT TO THE RELEASE OF THE INDEMNITY ESCROW AMOUNT. ( Ordered by Judge Brian M. Cogan on 11/2/2023 ) (RG)
11/01/2023 684 NOTICE by Receiver /Notice of Filing of Letter to the Receiver from Senior Health Insurance Company of Pennsylvania dated October 27, 2023 (Attachments: # (1) Exhibit I- Letter dated October 27, 2023) (Weinick, Erik)
10/20/2023 683 STATUS REPORT / The Receiver's Twenty-Fifth Status Report to the Court by Receiver (Attachments: # (1) Exhibit A. Schedule of Receipts and Disbursements 2023, # (2) Exhibit B. Receivership Property List) (Weinick, Erik)
09/26/2023 682 ORDER approving [679] Notice of Receiver's Motion for Entry of an Order Approving a Settlement Agreement between the Receiver and Mark A. Nordlicht. ( Ordered by Judge Brian M. Cogan on 9/26/2023 ) (RG)
09/01/2023 681 ORDER granting [678] Motion for Attorney Fees; Twenty-Fourth Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2023 Through and Including June 30, 2023 by Goldin Associates. ( Ordered by Judge Brian M. Cogan on 8/31/2023 ) (RG)
09/01/2023 680 ORDER granting [677] Motion for Attorney Fees; Twenty-Fourth Joint Interim Application of Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2023 Through and Including June 30, 2023 by Otterbourg P.C., Receiver. ( Ordered by Judge Brian M. Cogan on 8/31/2023 ) (RG)
08/30/2023 679 NOTICE of Settlement /Notice of Receiver's Motion for Entry of an Order Approving a Settlement Agreement between the Receiver and Mark A. Nordlicht by Receiver (Attachments: # (1) Declaration of Cyganowski, # (2) Exhibit A - Settlement Agreement, # (3) Exhibit B - Bankruptcy Court Order, # (4) Exhibit C - Transcript of Bankruptcy Hearing, # (5) Exhibit D - Proposed Order, # (6) Memorandum in Support) (Weinick, Erik)
08/11/2023 678 MOTION for Attorney Fees / Twenty-Fourth Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2023 Through and Including June 30, 2023 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A-SFAR, # (2) Exhibit B-Fee Schedule by Professional, # (3) Exhibit C-Fees by Project Code, # (4) Exhibit D-Time Records, # (5) Exhibit E-Expenses, # (6) Exhibit F-Certification, # (7) Proposed Order) (Weinick, Erik)