Securities & Exchange Commission v. Platinum Management (NY) LLC, et al.

Platinum Receivership


Court Docket



Search Documents

Print


Court Docket

United States Bankruptcy Court
Eastern District of New York
Platinum Receivership
Case No. 1:16-cv-6848 (DLI)(VMS)


View Dockets:1-50 | 51-100 | 101-150 | 151-200 | 201-250 | 251-269

The docket is currently displayed in reverse chronological order. To display the docket in chronological order, please click here.


Date Court Document Number Description
09/05/2017 269 DECLARATION re [255] MOTION for Leave to File Motion for Order Adopting Protocol, Objections due 8/31/2017, [254] Notice(Other) Reply Declaration in Further Support of Protocols and Amendments to Receiver Order by Receiver (Cyganowski, Melanie) (Entered: 09/05/2017)
09/01/2017 268 Letter regarding the Receiver's Proposed Orders (Dkt. Nos. 254 & 255) by Jeffrey Shulse (Mann, Michael) (Entered: 09/01/2017)
09/01/2017 267 DECLARATION re [255] MOTION for Leave to File Motion for Order Adopting Protocol, Objections due 8/31/2017, [254] Notice(Other) by Receiver (Attachments: # (1) Exhibit 1) (Cyganowski, Melanie) (Entered: 09/01/2017)
08/31/2017 266 Letter re Receiver's Applications, Dkt. Nos. 254 , 255 by Mark Nordlicht, Platinum Management (NY) LLC (Burck, William) (Entered: 08/31/2017)
08/31/2017 265 Letter re: Receiver's Motion for an Order Approving the Proposed Protocols by Joseph Mann (Fischer, Benjamin) (Entered: 08/31/2017)
08/31/2017 264 Letter re: the Proposed Second Amended Order Appointing Receiver by Joseph Mann (Fischer, Benjamin) (Entered: 08/31/2017)
08/31/2017 263 Letter to Judge Irizarry dtd: 8-31-2017 re: Receivers Proposed Second Amended Order and Proposed Order Adopting Protocols by Uri Landesman (Breslin, Eric) (Entered: 08/31/2017)
08/31/2017 262 STIPULATION AND ORDER Regarding Settlement Between Receiver And Heartland Bank. The Court notes that none of the parties named in this case have objected to this proposed Order after having been provided time to do so. (See attached Order for details). Ordered by Chief Judge Dora Lizette Irizarry on 8/30/2017. Returned to chambers. (Layne, Monique) (Entered: 08/31/2017)
08/31/2017 261 Letter regarding the Receiver's Proposed Orders (Dkt. Nos. 254 & 255) by David Levy (Sommer, Michael) (Entered: 08/31/2017)
08/31/2017 260 Letter Regarding Receiver Applications by United States Securities and Exchange Commission (Jacobson, Neal) (Entered: 08/31/2017)
08/31/2017 259 Letter Regarding the Receiver's Proposed Orders (Dkt. Nos. 254 & 255) by Daniel Small (Levine, Seth) (Entered: 08/31/2017)
08/31/2017 258 Letter re the Proposed Second Amended Order Appointing Receiver by Joseph Sanfilippo (O'Brien, Kevin) (Entered: 08/31/2017)
08/31/2017 257 Letter re Receiver's application for an order approving the proposed protocols by Joseph Sanfilippo (O'Brien, Kevin) (Entered: 08/31/2017)
08/24/2017 256 DECLARATION re [242] MOTION for Settlement Approving Stipulation and Proposed Order Settlement Between the Receiver and Hartland Bank by Receiver (Cyganowski, Melanie) (Entered: 08/24/2017)
08/24/2017 255 MOTION for Leave to File Motion for Order Adopting Protocol, Objections due 8/31/2017 by Receiver. (Attachments: # (1) Declaration, # (2) Exhibit) (Cyganowski, Melanie) (Entered: 08/24/2017)
08/24/2017 254 NOTICE by Receiver of Proposed Second Amended Order Appointing Receiver, Objections Due 8/31/2017 (Attachments: # (1) Receiver Declaration, # (2) Exhibit 1, # (3) Exhibit 2) (Cyganowski, Melanie) (Entered: 08/24/2017)
08/23/2017 253 DECLARATION re [242] MOTION for Settlement Approving Stipulation and Proposed Order Settlement Between the Receiver and Hartland Bank by Receiver (Attachments: # (1) Exhibit 1) (Cyganowski, Melanie) (Entered: 08/23/2017)
08/23/2017 252 Letter re: Receiver's Application For Court Approval of Heartland Bank Settlement [Dkt. Nos. 242-244]by Jeffrey Shulse (Mann, Michael) (Entered: 08/23/2017)
08/23/2017 251 Letter re Receiver's Application, Dkt. Nos. 242-244 by Joseph Sanfilippo (O'Brien, Kevin) (Entered: 08/23/2017)
08/23/2017 250 Letter re Receiver's Application, Dkt. Nos. 242-244 by David Levy (Sommer, Michael) (Entered: 08/23/2017)
08/23/2017 249 Letter to Judge Irizarry dtd: 08-23-2017 re: Receiver's application by Uri Landesman (Breslin, Eric) (Entered: 08/23/2017)
08/22/2017 248 Letter Regarding The Receiver's Application For Court Approval Of Heartland Bank Settlement by Joseph Mann (Fischer, Benjamin) (Entered: 08/22/2017)
08/22/2017 247 Letter re Receiver's Application, Dkt. No. 242 by Mark Nordlicht, Platinum Management (NY) LLC (Burck, William) (Entered: 08/22/2017)
08/22/2017 246 Letter Regarding The Receivers Application For Court Approval Of Heartland Bank Settlement by Daniel Small (Levine, Seth) (Entered: 08/22/2017)
08/21/2017 245 ORDER Authorizing Receiver To Retain And Pay Houlihan Lokey Financial Advisors, Inc., ORDERED that the relief sought by the [236] Application and Notice are granted, and pursuant to the Application and the Notice, the Receiver is authorized to retain Houlihan, effective nunc pro tunc to December 19, 2016 in accordance with the terms of the Agreement and the Addendum; and further ORDERED that the Receiver may make the payments to Houlihan set forth in her Declaration and in the Notice, and may make such other future payments as provided for in the Agreement and the Addendum without further Order of this Court. (SEE attached for details). Ordered by Chief Judge Dora Lizette Irizarry on 8/18/2017. (Layne, Monique) (Entered: 08/21/2017)
08/15/2017 244 MEMORANDUM in Support re 242 MOTION for Settlement Approving Stipulation and Proposed Order Settlement Between the Receiver and Hartland Bank filed by Receiver. (Cyganowski, Melanie) (Entered: 08/15/2017)
08/15/2017 243 AFFIDAVIT/DECLARATION in Support re 242 MOTION for Settlement Approving Stipulation and Proposed Order Settlement Between the Receiver and Hartland Bank filed by Receiver. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit) (Cyganowski, Melanie) (Entered: 08/15/2017) (Exhibits)
08/15/2017 242 MOTION for Settlement Approving Stipulation and Proposed Order Settlement Between the Receiver and Hartland Bank by Receiver. (Cyganowski, Melanie) (Entered: 08/15/2017)
08/15/2017 241 NOTICE by Receiver re 172 Stipulation Withdrawal of Stipulation and Proposed Order Regarding Information Sharing Between Platinum Entities (Cyganowski, Melanie) (Entered: 08/15/2017)
08/15/2017 240 NOTICE by Receiver re 112 Letter, Notice of Withdrawal of Application to Expand Scope of Receivership (Cyganowski, Melanie) (Entered: 08/15/2017)
08/15/2017 239 NOTICE by Receiver of Adoption of Prior Receiver's Application to Retain and Pay Deloitte Tax LLP (Attachments: # 1 Proposed Order Ex. A) (Cyganowski, Melanie) (Entered: 08/15/2017) (Exhibits)
08/15/2017 238 NOTICE by Receiver of Adoption of Prior Receiver's Application to Retain and Pay Pricewaterhousecoopers LLP (Attachments: # 1 Proposed Order Ex. A) (Cyganowski, Melanie) (Entered: 08/15/2017) (Exhibits)
08/10/2017 237 STATUS REPORT /The Receivers Initial Status Report to the Court by Receiver (Cyganowski, Melanie) (Entered: 08/10/2017)
08/08/2017 236 NOTICE by Receiver of Adoption of, and Addendum to, Application to Retain Houlihan Lokey Financial Advisors, Inc.(Attachments: # 1 Exhibit 1., # 2 Exhibit A., # 3 Proposed Order Exhibit 2) (Cyganowski, Melanie) (Entered: 08/08/2017) (Exhibits)
07/27/2017 235 Letter to Chief Judge Irizarry from Michael T. Scott, on behalf of Reed Smith LLP, requesting that the application dated June 30, 2017 made by former receiver Bart M. Schwartz be withdrawn by the newly appointed receiver--if not withdrawn, requesting that it be denied it its entirety. (Carosella, Christy) (Entered: 07/28/2017)
07/27/2017 234 NOTICE by Receiver re 208 Letter /Receiver's Notice of Withdrawal of Application to Retain and Pay Reed Smith LLP(Cyganowski, Melanie) (Entered: 07/27/2017)
07/25/2017 233 Letter by United States Securities and Exchange Commission (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8) (Jacobson, Neal) (Entered: 07/25/2017) (Exhibits)
07/21/2017 232 ORDER approving retention of Goldin Associates LLC as financial advisor to the Receiver. So Ordered by Chief Judge Dora Lizette Irizarry on 7/21/2017. (Carosella, Christy) (Entered: 07/21/2017)
07/21/2017 231 ORDER approving retention of Ottenbourg, P.C. as counsel for the Receiver. So Ordered by Chief Judge Dora Lizette Irizarry on 7/21/2017. (Carosella, Christy) (Entered: 07/21/2017)
07/19/2017 230 Letter re: Receiver's Applications, Dkt. Nos. 219 & 220 by Jeffrey Shulse (Mann, Michael) (Entered: 07/19/2017)
07/18/2017 229 Letter re Receiver's Applications, Dkt. Nos 219 & 220 by Mark Nordlicht, Platinum Management (NY) LLC (Burck, William) (Entered: 07/18/2017)
07/18/2017 228 Letter re Receiver's applications Dkt. Nos. 219 & 220 by Joseph Mann (Fischer, Benjamin) (Entered: 07/18/2017)
07/17/2017 227 Letter re Receiver's applications Dkt. No. 219 & Dkt. No. 220 by Joseph Sanfilippo (O'Brien, Kevin) (Entered: 07/17/2017)
07/14/2017 226 Letter re: Receiver's Applications, Dkt. Nos. 219 & 220 by Daniel Small (Levine, Seth) (Entered: 07/14/2017)
07/14/2017 225 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings held on 07-07-17, before Judge Irizarry. Court Reporter/Transcriber N. Canales, Telephone number 718-613-2509. Email address: cnlsnic@aol.com. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER.File redaction request using event Redaction Request - Transcript" located under "Other Filings - Other Documents". Redaction Request due 8/4/2017. Redacted Transcript Deadline set for 8/14/2017. Release of Transcript Restriction set for 10/12/2017. (Canales
07/14/2017 224 Letter re Receiver's applications Dkt. No. 219 & Dkt. No. 220 by David Levy (Fodeman, Morris) (Entered: 07/14/2017)
07/12/2017 223 Letter to Judge Irizarry dtd: 7-12-2017 re: Receiver's applications by Uri Landesman (Breslin, Eric) (Entered: 07/12/2017)
07/12/2017 222 NOTICE of Change of Firm Address by Adam Caleb Ford (Ford, Adam) (Entered: 07/12/2017)
07/07/2017 221 Minute Entry for proceedings held before Chief Judge Dora Lizette Irizarry:Status Conference held on 7/7/2017. (Court Reporter Nicole Canales.) (Carosella, Christy) (Entered: 07/12/2017)
07/11/2017 220 MOTION to Appoint Expert Goldin Associates LLC as Financial Advisor to the Receiver by Court-Appointed Receiver. (Attachments: # 1 Proposed Order Ex. A, # 2 Declaration of Marc S. Kirschner) (Cyganowski, Melaine) (Entered: 07/11/2017) (Exhibits)
07/11/2017 219 MOTION to Appoint Counsel /Application for Order Approving the Retention of Otterbourg P.C. Nunc Pro Tunc to the Appointment date by Court-Appointed Receiver. (Attachments: # 1 Proposed Order Ex. A, # 2 Declaration of Richard G. Haddad) (Cyganowski, Melaine) (Entered: 07/11/2017) (Exhibits)