Securities & Exchange Commission v. Platinum Management (NY) LLC, et al.

Platinum Receivership


Court Docket



Search Documents

Print


Court Docket

United States District Court
Eastern District of New York
Platinum Receivership
Case No. 1:16-cv-6848 (BMC)(VMS)


View Dockets:1-50 | 51-100 | 101-150 | 151-200 | 201-250 | 251-300 | 301-350 | 351-400
 401-450 | 451-500 | 501-550 | 551-561

The docket is currently displayed in reverse chronological order. To display the docket in chronological order, please click here.


Date Court Document Number Description
01/20/2021 561 STATUS REPORT /The Receiver's Fourteenth Status Report to the Court by Receiver (Attachments: # (1) Exhibit A., # (2) Exhibit B.) (Cyganowski, Melanie)
01/04/2021 ORDER re: [559][560] Notice of Withdrawal of Appearance. Attorneys Deborah Jane Cooper and Dylan Alexander Stern terminated. Ordered by Judge Brian M. Cogan on 1/4/2021. (Weisberg, Peggy)
01/04/2021 560 NOTICE by Daniel Small of Withdrawal of Deborah Jane Cooper (Papapetrou, Christos)
01/04/2021 559 NOTICE by Daniel Small of Withdrawal of Dylan A. Stern (Papapetrou, Christos)
12/21/2020 558 ORDER granting [556] Motion for Attorney Fees re: ORDER APPROVING THIRTEENTH INTERIM APPLICATION OF GOLDIN ASSOCIATES, LLC FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING THE PERIOD JULY 1, 2020 THROUGH SEPTEMBER 30, 2020. ( Ordered by Judge Brian M. Cogan on 12/19/2020 ) (Guzzi, Roseann)
12/21/2020 557 ORDER granting [555] Motion for Attorney Fees; ORDER APPROVING THIRTEENTH JOINT INTERIM APPLICATION OF THE RECEIVER AND OTTERBOURG P.C. FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING THE PERIOD JULY 1, 2020 THROUGH SEPTEMBER 30, 2020. ( Ordered by Judge Brian M. Cogan on 12/19/2020 ) (Guzzi, Roseann)
12/04/2020 556 MOTION for Attorney Fees /Thirteenth Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2020 Through September 30, 2020 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F, # (7) Proposed Order) (Silverstein, Adam)
12/04/2020 555 MOTION for Attorney Fees /Thirteenth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2020 Through and Including September 30, 2020 by Otterbourg P.C., Receiver. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F, # (7) Exhibit G., # (8) Exhibit H., # (9) Exhibit I., # (10) Proposed Order) (Silverstein, Adam)
12/01/2020 554 ORDER re: [548] Motion to Compel re: Melanie L. Cyganowski, as Receiver, for Entry of an Order to Establish Claims and Interests Reconciliation and Verification Procedures. ( Ordered by Judge Brian M. Cogan on 12/1/2020 ) (Guzzi, Roseann)
12/01/2020 553 REPLY in Support re [548] Notice of MOTION to Compel / Melanie L. Cyganowski, as Receiver, for Entry of an Order to Establish Claims and Interests Reconciliation and Verification Procedures .Certificate of No Objection Regarding Notice of Motion of Melanie L. Cyganowski, as Receiver, for Entry of an Order to Establish Claims and Interests Reconciliation and Verification Procedures filed by Receiver. (Weinick, Erik)
11/30/2020 ORDER granting [552] Motion for Leave to File Document. Richard and Marisa Stadtmauer may file a proof of claim against Mark A. Nordlicht in his individual bankruptcy proceeding. Ordered by Judge Brian M. Cogan on 11/30/2020. (Weisberg, Peggy)
11/25/2020 552 MOTION for Leave to File Document Letter Motion for Permission to File Proof of Claim in Individual Bankruptcy Proceeding by Marisa Stadtmauer, Richard Stadtmauer. (Kritzer, Nathaniel)
11/24/2020 ORDER granting [547]. Richard and Marisa Stadtmauer are added as interested parties. Ordered by Judge Brian M. Cogan on 11/23/2020. (Clarke, Melonie)
11/16/2020 551 RESPONSE to Motion re [547] MOTION to Intervene /Letter in Response to Letter Motion dated November 6, 2020 filed by Receiver. (Cyganowski, Melanie)
11/13/2020 550 MEMORANDUM in Support re [548] Notice of MOTION to Compel / Melanie L. Cyganowski, as Receiver, for Entry of an Order to Establish Claims and Interests Reconciliation and Verification Procedures, [549] Declaration, filed by Receiver. (Cyganowski, Melanie)
11/13/2020 549 DECLARATION re [548] Notice of MOTION to Compel / Melanie L. Cyganowski, as Receiver, for Entry of an Order to Establish Claims and Interests Reconciliation and Verification Procedures by Receiver (Attachments: # (1) Exhibit A.) (Cyganowski, Melanie)
11/13/2020 548 Notice of MOTION to Compel / Melanie L. Cyganowski, as Receiver, for Entry of an Order to Establish Claims and Interests Reconciliation and Verification Procedures by Receiver. (Cyganowski, Melanie)
11/10/2020 547 MOTION on behalf of Richard and Marisa Stadtmauer, who are creditors Master Fund, L.P. re: the Stadtmauers seeking permission to be added as an interested parties in this matter. (Guzzi, Roseann)
11/12/2020 546 ORDER re: [543] Motion for Attorney Fees/ Twelfth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2020 through and including June 30, 2020. ( Ordered by Judge Brian M. Cogan on 11/11/2020 ) (Guzzi, Roseann)
11/12/2020 545 ORDER re: [542] MOTION for Attorney Fees / Twelfth Interim Application of Goldin Associates, LLC for allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2020 Through and Including June 30, 2020 by Goldin Associates, LLC. ( Ordered by Judge Brian M. Cogan on 11/11/2020 ) (Guzzi, Roseann)
10/20/2020 544 STATUS REPORT /The Receiver's Thirteenth Status Report to the Court by Receiver (Attachments: # (1) Exhibit A, # (2) Exhibit B) (Cyganowski, Melanie)
10/09/2020 543 MOTION for Attorney Fees /CORRECTED Twelfth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2020 through and including June 30, 2020 (related Dkt. No. 541, re-filed to correct Exhibit E) by Otterbourg P.C., Receiver. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F, # (7) Exhibit G, # (8) Exhibit H, # (9) Exhibit I, # (10) Proposed Order) (Cyganowski, Melanie)
10/08/2020 542 MOTION for Attorney Fees / Twelfth Interim Application of Goldin Associates, LLC for allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2020 Through and Including June 30, 2020 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F, # (7) Proposed Order) (Cyganowski, Melanie)
10/08/2020 541 MOTION for Attorney Fees /Twelfth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2020 Through and Including June 30, 2020 by Otterbourg P.C., Receiver. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F, # (7) Exhibit G, # (8) Exhibit H, # (9) Exhibit I, # (10) Proposed Order) (Cyganowski, Melanie)
09/08/2020 540 DECLARATION /Supplemental Declaration of Marc S. Kirschner in Support of the Application of the Receiver for an Order Approving the Retention of Goldin Associates, LLC, Nunc Pro Tunc to the Appointment Date [220] by Court-Appointed Receiver (Cyganowski, Melanie)
07/20/2020 539 STATUS REPORT /The Receiver's Twelfth Status Report to the Court by Receiver (Attachments: # (1) Exhibit A., # (2) Exhibit B.) (Cyganowski, Melanie)
07/20/2020 538 ORDER granting [535] Motion for Approving Settlement Agreements with (1) CNO Financial Group, Inc. and Related Parties, and (2) Senior Health Insurance Company of Pennsylvania and Fuzion Analytics, Inc., and (B) Approving Use of Funds by Receiver. ( Ordered by Judge Brian M. Cogan on 7/17/2020 ) (Guzzi, Roseann
07/01/2020 537 MEMORANDUM in Support re [535] Notice of MOTION for Settlement /The Receivers Notice of Motion for Entry of an Order (A) Approving Settlement Agreements with (1) CNO Financial Group, Inc. and Related Parties, and (2) Senior Health Insurance Company of Pennsylvania and Fuzion Anal, [536] Affidavit in Support of Motion,, /Memorandum of Law in Support of the Receivers Motion for Entry of an Order (A) Approving Settlement Agreements with (1) CNO Financial Group, Inc. and Related Parties, and (2) Senior Health Insurance Company of Pennsylvania and Fuzion Analytics, Inc., and (B) Approving Use of Funds filed by Receiver. (Cyganowski, Melanie)
07/01/2020 536 AFFIDAVIT/DECLARATION in Support re [535] Notice of MOTION for Settlement /The Receivers Notice of Motion for Entry of an Order (A) Approving Settlement Agreements with (1) CNO Financial Group, Inc. and Related Parties, and (2) Senior Health Insurance Company of Pennsylvania and Fuzion Anal ytics, Inc. and (B) Approving Use of Funds filed by Receiver. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F, # (7) Exhibit G, # (8) Exhibit H, # (9) Proposed Order) (Cyganowski, Melanie)
07/01/2020 535 Notice of MOTION for Settlement /The Receivers Notice of Motion for Entry of an Order (A) Approving Settlement Agreements with (1) CNO Financial Group, Inc. and Related Parties, and (2) Senior Health Insurance Company of Pennsylvania and Fuzion Analytics, Inc., and (B) Approving Use of Funds by Receiver. (Cyganowski, Melanie)
06/04/2020 534 ORDER granting [531] Motion for Attorney Fees; APPROVING ELEVENTH INTERIM APPLICATION OF GOLDIN ASSOCIATES, LLC FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING THE PERIOD JANUARY 1, 2020 THROUGH MARCH 31, 2020. ( Ordered by Judge Brian M. Cogan on 6/4/2020 ) (Guzzi, Roseann)
06/04/2020 533 ORDER granting [530] Motion for Attorney Fees; APPROVING ELEVENTH JOINT INTERIM APPLICATION OF THE RECEIVER AND OTTERBOURG P.C. FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING THE PERIOD JANUARY 1, 2020 THROUGH MARCH 31, 2020. ( Ordered by Judge Brian M. Cogan on 6/4/2020 ) (Guzzi, Roseann)
05/12/2020 532 MANDATE of USCA as to [409] Notice of Appeal filed by Schafer and Weiner, PLLC. The parties in the above-referenced case have filed a stipulation withdrawing this appeal pursuant to FRAP 42. The stipulation is hereby "So Ordered". Issued as Mandate: 5/12/20, USCA #18-3293. (McGee, Mary Ann)
05/08/2020 531 MOTION for Attorney Fees /Eleventh Interim Application of Goldin Associates, LLC for allowance of Compensation and Reimbursement of Expenses Incurred During the Period January 1, 2020 Through and Including March 31, 2020 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Proposed Order) (Cyganowski, Melanie)
05/08/2020 530 MOTION for Attorney Fees Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period January 1, 2020 Through and Including March 31, 2020 by Otterbourg P.C., Receiver. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Exhibit G., # (8) Exhibit H., # (9) Exhibit I., # (10) Proposed Order) (Cyganowski, Melanie)
04/20/2020 529 STATUS REPORT /The Receivers Eleventh Status Report to the Court by Receiver (Attachments: # (1) Exhibit A, # (2) Exhibit B) (Cyganowski, Melanie)
03/09/2020 528 ORDER approving [523] Tenth Interim Application of the Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2019 Through and Including December 31, 2019. ( Ordered by Judge Brian M. Cogan on 3/9/2020 ) (Guzzi, Roseann)
03/09/2020 527 ORDER approving [522] Tenth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2019 Through and Including December 31, 2019. ( Ordered by Judge Brian M. Cogan on 3/9/2020 ) (Guzzi, Roseann)
02/28/2020 526 Letter dated February 28, 2020 Re: settlement of litigation that the Receiver has reached by Receiver (Cyganowski, Melanie)
02/24/2020 525 ORDER Approving Receiver's Motion for Order Approving her Settlement with Schafer and Weiner, PLLC re: [520] Motion for Settlement. ( Ordered by Judge Brian M. Cogan on 2/24/2020 ) (Guzzi, Roseann)
02/24/2020 524 ORDER APPROVING PAYMENTS TO CERTAIN PROFESSIONALS re: [521] Motion to Approve Payments to Certain Professionals. ( Ordered by Judge Brian M. Cogan on 2/23/2020 ) (Guzzi, Roseann)
02/21/2020 523 Tenth MOTION for Attorney Fees Interim Application of the Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2019 Through and Including December 31, 2019 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Proposed Order) (Cyganowski, Melanie)
02/21/2020 522 Tenth MOTION for Attorney Fees Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2019 Through and Including December 31, 2019 by Otterbourg P.C., Receiver. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Exhibit G., # (8) Exhibit H., # (9) Exhibit I., # (10) Proposed Order) (Cyganowski, Melanie)
02/07/2020 521 Notice of MOTION for Attorney Fees /Motion to Approve Payments to Certain Professionals by Receiver. (Attachments: # (1) Declaration in Support, # (2) Exhibit A., # (3) Proposed Order, # (4) Memorandum in Support) (Cyganowski, Melanie)
02/06/2020 520 Notice of MOTION for Settlement of Melanie L. Cyganowski, as Receiver for Entry of an Order Approving Her Settlement with Schafer and Weiner, PLLC by Receiver. (Attachments: # (1) Declaration in Support, # (2) Exhibit A- Settlement Agreement, # (3) Proposed Order, # (4) Memorandum in Support) (Cyganowski, Melanie)
01/22/2020 ORDER. Hearing previously scheduled for 1/27/2020 is hereby cancelled. The Court is persuaded that compelling the Receiver to file a bankruptcy petition at this point would not be in the best interest of all parties. ORDER denying [490, 494]. Although SanFilippo's and Levy's acquittals undoubtedly entitle them to payment by the Platinum Partners entities, the Court will still not permit them to jump the line in front of other deserving creditors. Among other purposes, the receivership was instated in order to "conduct an orderly wind down including a responsible liquidation of assets and orderly and fair distribution of those assets to investors." The Receiver thus has broad authority to reasonably distribute funds by order of claim priority. The Court maintains that both SanFilippo and Levy are entitled to indemnification (see [417] 11/25/2018 Order Denying Motions to Compel Payment or Advancement of Legal Fees); however, these are just two unsecured claims among many and they must wait for any payment alongside the other unsecured creditors. Ordered by Judge Brian M. Cogan on 1/22/2020. (Clarke, Melonie)
01/21/2020 519 STATUS REPORT /The Receiver's Tenth Status Report to the Court by Receiver (Attachments: # (1) Exhibit A., # (2) Exhibit B.) (Cyganowski, Melanie)
01/19/2020 518 Letter submitted in response to Court's Order dated December 12, 2019 by Ira A. Sturm (Sturm, Ira)
01/17/2020 517 DECLARATION /Statement of The Joint Official Liquidators of Platinum Partners Value Arbitrage, L.P. (In Official Liquidation) In Opposition To Dismissal of Receivership, by Martin Trott and Christopher Smith, in their capacities as the duly appointed Joint Official Liquidators of Platinum Partners Value Arbitrage Fund, L.P. (Parlin, Barbra)
01/17/2020 516 DECLARATION of Melanie L. Cyganowski, as Receiver in Response to the Minute Order Entered December 12, 2019 by Receiver (Attachments: # (1) Memorandum of Law of Melanie L. Cyganowski, as Receiver in Response to the Minute Order Entered December 12, 2019) (Cyganowski, Melanie)
01/17/2020 515 Letter submitted respectfully in response to the Court's Order, dated December 12, 2019 by David Levy (Sommer, Michael)
01/17/2020 514 Letter in Response to the Court's Order, dated December 12, 2019 by Joseph Sanfilippo (O'Brien, Kevin)
01/17/2020 513 MEMORANDUM in Opposition re Order on Motion to Compel,,,,,,,, Set Hearings,,, Memorandum in Response to Court's December 12, 2019 Order filed by United States Securities and Exchange Commission. (Jacobson, Neal)
01/09/2020 ORDER granting [512] Motion to Withdraw as Attorney. Attorney Lisabeth Fryer terminated. Ordered by Judge Brian M. Cogan on 1/9/2020. (Weisberg, Peggy)
01/09/2020 512 Notice of MOTION to Withdraw as Attorney by Mark Nordlicht. (Fryer, Lisabeth)
12/30/2019 511 ORDER dated 12/26/19 APPROVING NINTH JOINT INTERIM APPLICATIONOF THE RECEIVER AND OTTERBOURG P.C. FOR ALLOWANCEOF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURREDDURING THE PERIOD JULY 1, 2019 THROUGHAND INCLUDING SEPTEMBER 30, 2019 re: [506] Motion for Attorney Fees. ( Ordered by Judge Brian M. Cogan on 12/26/2019 ) (Guzzi, Roseann)