Securities & Exchange Commission v. Platinum Management (NY) LLC, et al.

Platinum Receivership


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Court Docket

United States District Court
Eastern District of New York
Platinum Receivership
Case No. 1:16-cv-6848 (BMC)(VMS)


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 401-450 | 451-500 | 501-503

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Date Court Document Number Description
01/23/2019 450 STATUS REPORT /Refiled Sixth Status Report to Court to Include Exhibits A & B by Receiver (Attachments: # (1) Exhibit A., # (2) Exhibit B.) (Cyganowski, Melanie)
01/18/2019 449 ORDER APPROVING FOURTH INTERIM APPLICATION OF CONWAY MACKENZIE CAPITAL ADVISORS, LLC FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING THE PERIOD JULY 1, 2018 THROUGH SEPTEMBER 30, 2018 re: [440] Motion for Attorney Fees. ( Ordered by Judge Brian M. Cogan on 1/18/2019 ) (Guzzi, Roseann)
01/18/2019 448 ORDER APPROVING THIRD INTERIM APPLICATION OFCONWAY MACKENZIE CAPITAL ADVISORS, LLC FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING THE PERIOD APRIL 1, 2018 THROUGH JUNE 30, 2018 [439] Motion for Attorney Fees. ( Ordered by Judge Brian M. Cogan on 1/18/2019 ) (Guzzi, Roseann)
01/18/2019 447 ORDER APPROVING SECOND INTERIM APPLICATION OF CONWAY MACKENZIE CAPITAL ADVISORS, LLC FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING THE PERIOD JANUARY 1, 2018 THROUGH MARCH 31, 2018 [438] Motion for Attorney Fees. ( Ordered by Judge Brian M. Cogan on 1/18/2019 ) (Guzzi, Roseann)
01/18/2019 446 ORDER APPROVING FIRST INTERIM APPLICATION OFCONWAY MACKENZIE CAPITAL ADVISORS, LLC FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING THE PERIOD OCTOBER 12, 2017 THROUGH DECEMBER 31, 2017 re: [437] Motion for Attorney Fees. ( Ordered by Judge Brian M. Cogan on 1/18/2019 ) (Guzzi, Roseann)
01/18/2019 445 STATUS REPORT /The Receiver's Sixth Status Report to the Court by Receiver (Cyganowski, Melanie)
01/17/2019 444 ORDER dated 1/15/19 (A) AUTHORIZING THE RECEIVER TO SELL THE RECEIVERSHIP'S RIGHTS IN AND TO LC ENERGY OPERATIONS LLC FREE AND CLEAR OF ALL LIENS, CLAIMS, ENCUMBRANCES AND OTHER INTERESTS; (B) APPROVING PROCEDURES FOR THE FILING OF CLAIMS AGAINST LC ENERGY AND/ OR ITS ASSETS AND THE RESOLUTION THEREOF AND (C) GRANTING CERTAIN RELATED RELIEF re: [422] Motion for Order of Sale. ( Ordered by Judge Brian M. Cogan on 1/15/2019 ) (Guzzi, Roseann)
01/15/2019 Minute Entry for hearing on motions for fees [437, 438, 439, 440] held before Judge Brian M. Cogan on 1/15/2019. The SEC and Receiver present. The Court addressed the motions for fees. See transcript for details. (Court Reporter: Georgette K. Betts). (Weisberg, Peggy)
01/14/2019 443 NOTICE of Settlement of Objections to Receiver's Motion [422] for entry of an order: (I) (A) authorizing the Receiver to sell the Receiverships rights in and to LC Energy Operations LLC free and clear of all liens, claims, encumbrances and other interests; (B) approving procedures for the filing of claims against LC Energy and/or its assets and the resolution thereof; and (C) granting certain related relief and (II) approving the sale of LC Energy free and clear of all liens, claims, encumbrances and other interests by Receiver (Attachments: # (1) Exhibit A-Proposed Order, # (2) Exhibit B.) (Cyganowski, Melanie)
01/11/2019 ORDER granting [442] Motion to Withdraw as Attorney. Attorney Ashley Christine Burns terminated. Ordered by Judge Brian M. Cogan on 1/11/2019. (Weisberg, Peggy)
01/11/2019 442 MOTION to Withdraw as Attorney by Joseph Mann. (Attachments: # (1) Declaration) (Burns, Ashley)
01/06/2019 SCHEDULING ORDER: The Court will hold a hearing on Motions for Attorneys' Fees [437] [438] [439] [440] on 1/15/2019 at 4:30 PM in Courtroom 8D South. Ordered by Judge Brian M. Cogan on 1/6/2019. (Weisberg, Peggy)
01/04/2019 441 AFFIDAVIT/DECLARATION in Support re [422] Notice of MOTION for Order of Sale /Receivers Motion for entry of an order: (I) (A) authorizing the Receiver to sell the Receiverships rights in and to LC Energy Operations LLC free and clear of all liens, claims, encumbrances and other interests; ( /Declaration in Further Support of Receivers Motion for Entry of an Order: (I) (A) authorizing the Receiver to sell the Receiverships rights in and to LC Energy Operations LLC free and clear of all liens, claims, encumbrances and other interests; (B) approving procedures for the filing of claims against LC Energy and/or its assets and the resolution thereof; and (C) granting certain related relief and (II) approving the sale of LC Energy free and clear of all liens, claims and encumbrances and other filed by Receiver. (Attachments: # (1) Exhibit A.) (Cyganowski, Melanie)
01/02/2019 440 Fourth MOTION for Attorney Fees /Fourth Interim Application of Conway Mackenzie Capital Advisors, LLC for the Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2018 Through September 30, 2018 by Receiver. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Proposed Order) (Cyganowski, Melanie)
01/01/2019 439 Third MOTION for Attorney Fees /Third Interim Application of Conway Mackenzie Capital Advisors, LLC for the Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2018 Through June 30, 2018 by Receiver. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Proposed Order) (Cyganowski, Melanie)
01/01/2019 438 Second MOTION for Attorney Fees /Second Interim Application of Conway Mackenzie Capital Advisors, LLC for the Allowance of Compensation and Reimbursement of Expenses Incurred During the Period January 1, 2018 Through March 31, 2018 by Receiver. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Proposed Order) (Cyganowski, Melanie)
01/01/2019 437 First MOTION for Attorney Fees /First Interim Application of Conway Mackenzie Capital Advisors, LLC for the Allowance of Compensation and Reimbursement of Expenses Incurred During the Period of October 12, 2017 Through December 31, 2017 by Receiver. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Proposed Order) (Cyganowski, Melanie)
12/27/2018 436 REPLY in Support re [422] Notice of MOTION for Order of Sale /Receivers Motion for entry of an order: (I) (A) authorizing the Receiver to sell the Receiverships rights in and to LC Energy Operations LLC free and clear of all liens, claims, encumbrances and other interests; ( /Receivers Reply Brief in Further Support of Her Motion for an order (I)(A) Authorizing the Receiver to Sell the Receiverships Rights in and to LC Energy Operations LLC Free and Clear of all Liens, Claims, Encumbrances and Other Interests; (B) Approving Procedures for the Filing of Claims Against LC Energy and/or its Assets and the Resolution Thereof and (C) Granting Certain Related Relief and (II) Approving the Sale of LC Energy Free and Clear of All Liens, Claims, Encumbrances, and Other Interests. filed by Receiver. (Cyganowski, Melanie)
12/26/2018 435 DECLARATION of Neal Jacobson Concerning Schafer & Weiner, PLLC by United States Securities and Exchange Commission (Attachments: # (1) Exhibit 1, # (2) Exhibit 2, # (3) Exhibit 3, # (4) Exhibit 4, # (5) Exhibit 5, # (6) Exhibit 6, # (7) Exhibit 7) (Jacobson, Neal)
12/22/2018 ORDER terminating [423] Motion for Attorney Fees as already granted by [434]. Ordered by Judge Brian M. Cogan on 12/23/2018. (Cogan, Brian)
12/22/2018 ORDER granting in part [376] Motion to Appoint Expert as per Minute Entry 10/1/18. Ordered by Judge Brian M. Cogan on 12/22/2018. (Cogan, Brian)
12/21/2018 434 ORDER APPROVING PAYMENTS TO CERTAIN PROFESSIONALS dated 12/21/18. ( Ordered by Judge Brian M. Cogan on 12/21/2018 ) (Guzzi, Roseann)
12/21/2018 433 DECLARATION re [422] Notice of MOTION for Order of Sale /Receivers Motion for entry of an order: (I) (A) authorizing the Receiver to sell the Receiverships rights in and to LC Energy Operations LLC free and clear of all liens, claims, encumbrances and other interests; ( Declaration of Melanie L. Cyganowski, as Receiver, in Connection with her Motion for Entry of an Order (I) (A) Authorizing the Receiver to Sell the Receiverships Rights in and to LC Energy Operations LLC Free and Clear of all Liens, Claims, Encumbrances and Other Interest; (B) Approving Procedures for the Filing ofClaims Against LC Energy and/or its' Assets and the Resolution Thereof and (C) Granting Certain Related Relief and (II) Approving the Sale of LC Energy Free and Clear of all Liens, Claims Encumbrances, and Other Interests by Receiver (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D.) (Cyganowski, Melanie)
12/18/2018 432 REPLY in Support re [424] Notice of MOTION to Compel /Motion for Entry of an Order (I) Establishing Claims Bar dates and (II) Approving (A) a Proof of Claim Form, (B) the Form and Manner of Notice to the Claims Bar Dates and (C) Procedures For Submitting Proofs of Claim filed by Receiver. (Attachments: # (1) Proposed Order, # (2) B.) (Cyganowski, Melanie)
12/17/2018 431 MEMORANDUM in Opposition re [424] Notice of MOTION to Compel /Motion for Entry of an Order (I) Establishing Claims Bar dates and (II) Approving (A) a Proof of Claim Form, (B) the Form and Manner of Notice to the Claims Bar Dates and (C) Procedures For Submitting Proofs of Claim filed by David Levy. (Sommer, Michael)
12/17/2018 430 ORDER APPROVING FIFTH JOINT INTERIM APPLICATION OF THE RECEIVER AND OTTERBOURG P.C. FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING THE PERIOD July 1, 2018 through September 30, 2018 re: [421] Motion for Attorney Fees. ( Ordered by Judge Brian M. Cogan on 12/17/2018 ) (Guzzi, Roseann)
12/17/2018 429 ORDER APPROVING FOURTH JOINT INTERIM APPLICATION OF THE RECEIVER AND OTTERBOURG P.C. FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING the period April 1, 2018 through June 30, 2018 re: [420] Motion for Attorney Fees. ( Ordered by Judge Brian M. Cogan on 12/17/2018 ) (Guzzi, Roseann)
12/17/2018 428 ORDER APPROVING FIFTH INTERIM APPLICATION OF GOLDIN ASSOCIATES, LLC FOR ALLOWANCE OF COMPENSATION AND REIMBURSEMENT OF EXPENSES INCURRED DURING THE PERIOD July 1, 2018 through September 30, 2018 re: [419] Motion for Attorney Fees. ( Ordered by Judge Brian M. Cogan on 12/17/2018 ) (Guzzi, Roseann)
12/14/2018 427 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings held on October 4, 2018, before Judge Brian M. Cogan. Court Reporter/Transcriber Annette M. Montalvo, Telephone number 718-804-2711. Email address: annette.montalvo@gmail.com. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER.File redaction request using event "Redaction Request - Transcript" located under "Other Filings - Other Documents". Redaction Request due 1/4/2019. Redacted Transcript Deadline set for 1/14/2019. Release of Transcript Restriction set for 3/14/2019. (Montalvo, Annette)
12/14/2018 426 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings held on October 1, 2018, before Judge Brian M. Cogan. Court Reporter/Transcriber Annette Montalvo, Telephone number 718-804-2711. Email address: annette.montalvo@gmail.com. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER.File redaction request using event "Redaction Request - Transcript" located under "Other Filings - Other Documents". Redaction Request due 1/4/2019. Redacted Transcript Deadline set for 1/14/2019. Release of Transcript Restriction set for 3/14/2019. (Montalvo, Annette)
12/14/2018 425 ORDER dated 2/10/19 granting The Receiver's [424] Motion. ( Ordered by Judge Brian M. Cogan on 2/10/2019 ) (Guzzi, Roseann)
12/10/2018 424 Notice of MOTION to Compel /Motion for Entry of an Order (I) Establishing Claims Bar dates and (II) Approving (A) a Proof of Claim Form, (B) the Form and Manner of Notice to the Claims Bar Dates and (C) Procedures For Submitting Proofs of Claim by Receiver. (Attachments: # (1) Declaration, # (2) Exhibit A., # (3) Exhibit B., # (4) Exhibit C., # (5) Exhibit D., # (6) Memorandum in Support) (Cyganowski, Melanie)
12/06/2018 423 Notice of MOTION for Attorney Fees / Pay Certain Professionals by Receiver. (Attachments: # (1) Declaration in Support, # (2) Exhibit A., # (3) Memorandum in Support) (Cyganowski, Melanie
12/06/2018 422 Notice of MOTION for Order of Sale /Receivers Motion for entry of an order: (I) (A) authorizing the Receiver to sell the Receiverships rights in and to LC Energy Operations LLC free and clear of all liens, claims, encumbrances and other interests; (B) approving procedures for the filing of claims against LC Energy and/or its assets and the resolution thereof; and (C) granting certain related relief and (II) approving the sale of LC Energy free and clear of all liens, claims, encumbrances and other interests by Receiver. (Attachments: # (1) Declaration, # (2) Exhibit A., # (3) Memorandum in Support, # (4) Exhibit to Memorandum of Law) (Cyganowski, Melanie)
11/29/2018 421 Fifth MOTION for Attorney Fees /Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2018 Through and Including September 30, 2018. by Otterbourg P.C., Receiver. (Attachments: #(1) Exhibit A., #(2) Exhibit B., #(3) Exhibit C., #(4) Exhibit D., #(5) Exhibit E., #(6) Exhibit F., #(7) Exhibit G., #(8) Exhibit H., #(9) Exhibit I., #(10) Proposed Order) (Cyganowski, Melanie)
11/29/2018 420 Fourth MOTION for Attorney Fees /Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2018 Through and Including JUNE 30, 2018. by Otterbourg P.C., Receiver. (Attachments: #(1) Exhibit A., #(2) Exhibit B., #(3) Exhibit C., #(4) Exhibit D., #(5) Exhibit E., #(6) Exhibit F., #(7) Exhibit G., #(8) Exhibit H., #(9) Exhibit I., #(10) Proposed Order) (Cyganowski, Melanie)
11/29/2018 419 Fifth MOTION for Attorney Fees /Interim Application for Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period July 1, 2018 Through and Including September 30, 2018 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Proposed Order) (Cyganowski, Melanie)
11/29/2018 418 Fourth MOTION for Attorney Fees /Interim Application for Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2018 Through and Including June 30, 2018 by Goldin Associates, LLC. (Attachments: #(1) Exhibit A., #(2) Exhibit B., #(3) Exhibit C., #(4) Exhibit D., #(5) Exhibit E., #(6) Exhibit F., #(7) Proposed Order) (Cyganowski, Melanie)
11/25/2018 417 ORDER denying [392] [402] [405] [406] Motions to Compel payment or advancement of legal fees. Ordered by Judge Brian M. Cogan on 11/25/2018. (Cogan, Brian)
11/07/2018 Electronic Index to Record on Appeal sent to US Court of Appeals. [409] Notice of Appeal Documents are available via Pacer. For docket entries without a hyperlink or for documents under seal, contact the court and we'll arrange for the document(s) to be made available to you. (Mejia, Salomon)
11/06/2018 416 REPLY in Support re [406] Letter MOTION to Compel Advancement of Legal Fees filed by Joseph Mann. (Attachments: # (1) Declaration of Joe Mann) (Fischer, Benjamin)
11/06/2018 415 REPLY in Support re [405] Letter MOTION to Compel - Joining in Co-Defendants' Motions to Compel Advancement of Legal Fees filed by Daniel Small. (Levine, Seth)
11/06/2018 414 REPLY in Support re [392] MOTION to Compel the SEC Receiver to continue advancing reasonable attorney fees and defense costs filed by Joseph Sanfilippo. (Attachments: # (1) Declaration, # (2) Exhibit A, # (3) Exhibit B, # (4) Exhibit C, # (5) Exhibit D) (Ford, Adam)
11/06/2018 413 AFFIDAVIT/DECLARATION in Support re [402] MOTION to Compel ADVANCEMENT OF LEGAL FEES // REPLY DECLARATION OF ELI B. RICHLIN filed by David Levy. (Attachments: # (1) Exhibit 11) (Sommer, Michael)
11/06/2018 412 REPLY in Support re [402] MOTION to Compel ADVANCEMENT OF LEGAL FEES filed by David Levy. (Sommer, Michael)
10/30/2018 411 AFFIDAVIT/DECLARATION in Opposition re [402] MOTION to Compel ADVANCEMENT OF LEGAL FEES, [405] Letter MOTION to Compel - Joining in Co-Defendants' Motions to Compel Advancement of Legal Fees, [392] MOTION to Compel the SEC Receiver to continue advancing reasonable attorney fees and defense costs, [406] Letter MOTION to Compel Advancement of Legal Fees filed by Receiver. (Attachments: # (1) Exhibit 1., # (2) Exhibit 2., # (3) Exhibit 3., # (4) Exhibit 4.) (Cyganowski, Melanie)
10/30/2018 410 MEMORANDUM in Opposition re [402] MOTION to Compel ADVANCEMENT OF LEGAL FEES, [406] Letter MOTION to Compel Advancement of Legal Fees, [405] Letter MOTION to Compel - Joining in Co-Defendants' Motions to Compel Advancement of Legal Fees, [404] Affidavit in Support of Motion, [403] Memorandum in Support, [392] MOTION to Compel the SEC Receiver to continue advancing reasonable attorney fees and defense costs filed by Receiver. (Cyganowski, Melanie)
10/26/2018 409 NOTICE OF APPEAL by Schafer and Weiner, PLLC. Filing fee $ 505, receipt number ANYEDC-10878074. (Klein, Norman)
10/26/2018 408 CONFIDENTIALITY AGREEMENT AND PROTECTIVE ORDER. ( Ordered by Judge Brian M. Cogan on 10/25/2018 ) (Guzzi, Roseann)
10/22/2018 407 STATUS REPORT /The Receiver's Fifth Status Report to the Court by Receiver (Cyganowski, Melanie)
10/19/2018 406 Letter MOTION to Compel Advancement of Legal Fees by Joseph Mann. (Fischer, Benjamin)
10/19/2018 405 Letter MOTION to Compel - Joining in Co-Defendants' Motions to Compel Advancement of Legal Fees by Daniel Small. (Levine, Seth)
10/19/2018 404 AFFIDAVIT/DECLARATION in Support re [402] MOTION to Compel ADVANCEMENT OF LEGAL FEES DECLARATION OF ELI B. RICHLIN filed by David Levy. (Attachments: # (1) Exhibit 1, # (2) Exhibit 2, # (3) Exhibit 3, # (4) Exhibit 4, # (5) Exhibit 5, # (6) Exhibit 6, # (7) Exhibit 7, # (8) Exhibit 8, # (9) Exhibit 9, # (10) Exhibit 10) (Sommer, Michael)
10/19/2018 403 MEMORANDUM in Support re [402] MOTION to Compel ADVANCEMENT OF LEGAL FEES filed by David Levy. (Sommer, Michael)
10/19/2018 402 MOTION to Compel ADVANCEMENT OF LEGAL FEES by David Levy. (Sommer, Michael)
10/19/2018 401 CONFIDENTIALITY AGREEMENT AND PROTECTIVE ORDER re: [400] Motion for Protective Order. ( Ordered by Judge Brian M. Cogan on 10/19/2018 ) (Guzzi, Roseann)